Sunday, April 23, 2017


Better known in China as “Master Meng” (Chinese: Mengzi), Mencius was a fourth-century BCE Chinese thinker whose importance in the Confucian tradition is second only to that of Confucius himself. In many ways, he played the role of St. Paul to Confucius’ Jesus, interpreting the thought of the master for subsequent ages while simultaneously impressing Confucius’ ideas with his own philosophical stamp. He is most famous for his theory of human nature, according to which all human beings share an innate goodness that either can be cultivated through education and self-discipline or squandered through neglect and negative influences, but never lost altogether. While it is not clear that Mencius’ views prevailed in early Chinese philosophical circles, they eventually won out after gaining the support of influential medieval commentators and thinkers such as Zhu Xi (Chu Hsi, 1130-1200 CE) and Wang Yangming (1472-1529 CE). (See Romanization systems for Chinese terms.) Today contemporary philosophical interest in evolutionary psychology and sociobiology has inspired fresh appraisals of Mencius, while recent philological studies question the coherence and authenticity of the text that bears his name. Mencius remains a perennially attractive figure for those intrigued by moral psychology, of which he was the foremost practitioner in early China.

1. The Mencius of History

Like the historical Confucius, the historical Mencius is available only through a text that, in its complete form at least, postdates his traditional lifetime (372-289 BCE). The philological controversy surrounding the date and composition of the text that bears his name is far less intense than that which surrounds the Confucian Analects, however. Most scholars agree that the entire Mencius was assembled by Mencius himself and his immediate disciples, perhaps shortly after his death. The text records several encounters with various rulers during Mencius' old age, which can be dated between 323 and 314 BCE, making Mencius an active figure no later than the late fourth century BCE.

The other major source of information about Mencius' life is the biography found in the Shiji (Records of the Grand Historian) of Sima Qian (c. 145-90 BCE), which states that he was a native of Zou (Tsou), a small state near Confucius' home state of Lu in the Shandong peninsula of northeastern China. He is said to have studied with Confucius' grandson, Zisi (Tzu-ssu), although most modern scholars doubt this. He also is thought to have become a minister of the state of Qi (Ch'i), which also was famous as the home of the Jixia (Chi-hsia) Academy. The Jixia Academy was a kind of early Chinese "think tank" sponsored the ruler of Qi that produced, among other thinkers, Mencius' later opponent Xunzi (Hsun-tzu, 310-220 BCE).

Mencius was born in a period of Chinese history known as the Warring States (403-221 BCE), during which various states competed violently against one another for mastery of all of China, which once was unified under the Zhou dynasty until its collapse, for all intents and purposes, in 771 BCE. It was a brutal and turbulent era, which nonetheless gave rise to many brilliant philosophical movements, including the Confucian tradition of which Mencius was a foremost representative. The common intellectual and political problem that Warring States thinkers hoped to solve was the problem of China's unification. While no early Chinese thinker questioned the need for autocratic rule as an instrument of unification, philosophers differed on whether and how the ruler ought to consider moral limitations on power, traditional religious ceremonies and obligations, and the welfare of his subjects.

Into the philosophical gap created by a lack of political unity and increasing social mobility stepped members of the shi ("retainer" or "knight") class, from which both Confucius and Mencius arose. As feudal lords were defeated and disenfranchised in battle and the kings of the various warring states began to rely on appointed administrators rather than vassals to govern their territories, these shi became lordless anachronisms and fell into genteel poverty and itinerancy. Their knowledge of aristocratic traditions, however, helped them remain valuable to competing kings, who wished to learn how to regain the unity imposed by the Zhou and who sought to emulate the Zhou by patterning court rituals and other institutions after those of the fallen dynasty.

Thus, a new role for shi as itinerant antiquarians emerged. In such roles, shi found themselves in and out of office as the fortunes of various patron states ebbed and flowed. Mencius' office in the state of Qi probably was no more than an honorary title. While out of office, veteran shi might gather small circles of disciples - young men from shi backgrounds who wished to succeed in public life - and seek audiences with rulers who might give them an opportunity to put their ideas into practice. The text of the Mencius claims to record Mencius' teachings to his disciples as well as his dialogues with the philosophers and rulers of his day.

 2. The Mencius of the Text

Mencius inherits from Confucius a set of terms and a series of problems. In general, one can say that where Confucius saw a unity of inner and outer - in terms of li (ritual propriety), ren (co-humanity), and the junzi (profound person)-xiaoren (small person) distinction - Mencius tends to privilege the inner aspects of concepts, practices, and identities. For Mencius, the locus of philosophical activity and self-cultivation is the xin (hsin), a term that denotes both the chief organ of the circulatory system and the organ of thought, and hence is translated here and in many other sources as "heart-mind." Mencius' views of the divine, political organization, human nature, and the path toward personal development all start and end in the heart-mind.

Mencius' philosophical concerns, while scattered across the seven books of the text that bears his name, demonstrate a high degree of consistency unusual in early Chinese philosophical writing. They can be categorized into four groups:
•Human Nature

3. Theodicy

Again, as with Confucius, so too with Mencius. From late Zhou tradition, Mencius inherited a great many religious sensibilities, including theistic ones. For the early Chinese (c. 16th century BCE), the world was controlled by an all-powerful deity, "The Lord on High" (Shangdi), to whom entreaties were made in the first known Chinese texts, inscriptions found on animal bones offered in divinatory sacrifice. As the Zhou polity emerged and triumphed over the previous Shang tribal rule, Zhou apologists began to regard their deity, Tian ("Sky" or “Heaven”) as synonymous with Shangdi, the deity of the deposed Shang kings, and explained the decline of Shang and the rise of Zhou as a consequence of a change in Tianming ("the mandate of Heaven"). Thus, theistic justifications for conquest and rulership were present very early in Chinese history.

By the time of Mencius, the concept of Tian appears to have changed slightly, taking on aspects of "fate" and “nature” as well as "deity." For Confucius, Tian provided personal support and sanction for his sense of historical mission, while at the same time prompting Job-like anxiety during moments of ill fortune in which Tian seemed to have abandoned him. Mencius' faith in Tian as the ultimate source of legitimate moral and political authority is unshakeable. Like Confucius, he says that "Tian does not speak - it simply reveals through deeds and affairs" (5A5). He ascribes the virtues of ren (co-humanity), yi (rightness), li (ritual propriety), zhi (wisdom), and sheng (sagehood) to Tian (7B24) and explicitly compares the rule of the moral king to the rule of Tian (5A4).

Mencius thus shares with Confucius three assumptions about Tian as an extrahuman, absolute power in the universe: (1) its alignment with moral goodness, (2) its dependence on human agents to actualize its will, and (3) the variable, unpredictable nature of its associations with mortal actors. To the extent that Mencius is concerned with justifying the ways of Tian to humanity, he tends to do so without questioning these three assumptions about the nature of Tian, which are rooted deep in the Chinese past, as his views on government, human nature, and self-cultivation will show.

 4. Government

The dependence of Tian upon human agents to put its will into practice helps account for the emphasis Mencius places on the satisfaction of the people as an indicator of the ruler's moral right to power, and on the responsibility of morally-minded ministers to depose an unworthy ruler. In a dialogue with King Xuan of Qi (r. 319-301 BCE), Mencius says:

The people are to be valued most, the altars of the grain and the land [traditional symbols of the vitality of the state] next, the ruler least. Hence winning the favor of the common people you become Emperor…. (7B14)

When the ruler makes a serious mistake they admonish. If after repeated admonishments he still will not listen, they depose him…. Do not think it strange, Your Majesty. Your Majesty asked his servant a question, and his servant dares not fail to answer it directly. (5B9)

Mencius' replies to King Xuan are bracingly direct, in fact, but he can be coy. When the king asks whether it is true that various sage kings (Tang and Wu) rebelled against and murdered their predecessors (Jie and Zhou), Mencius answers that it is true. The king then asks:

"Is it permissible for a vassal to murder his lord?"

Mencius replied, "One who robs co-humanity [ren] you call a `robber'; one who robs the right [yi] you call a `wrecker'; and one who robs and wrecks you call an `outlaw.’ I have heard that [Wu] punished the outlaw Zhou - I have not heard that he murdered his lord. (1B8)

In other words, Wu was morally justified in executing Zhou, because Zhou had proven himself to be unworthy of the throne through his offenses against ren and yi - the very qualities associated with the Confucian exemplar (junzi) and his actions. This is an example of Mencius engaging in the "rectification of names" (zhengming), an exercise that Confucius considered to be prior to all other philosophical activity (Analects 13.3).

While Mencius endorses a "right of revolution," he is no democrat. His ideal ruler is the sage-king, such as the legendary Shun, on whose reign both divine sanction and popular approval conferred legitimacy:

When he was put in charge of sacrifices, the hundred gods delighted in them which is Heaven accepting him. When he was put in charge of affairs, the affairs were in order and the people satisfied with him, which is the people accepting him. Heaven gave it [the state] to him; human beings gave it to him. (5A5)

Mencius proposes various economic plans to his monarchical audiences, but while he insists on particular strategies (such as dividing the land into five-acre settlements planted with mulberry trees), he rejects the notion that one should commit to an action primarily on the grounds that it will benefit one, the state, or anything else. What matters about actions is whether they are moral or not; the question of their benefit or cost is beside the point. Here, Mencius reveals his antipathy for - and competition with – philosophers who followed Mozi, a fifth-century BCE contemporary of Confucius who propounded a utilitarian theory of value based on li (benefit):

Why must Your Majesty say "benefit" [li]? I have only the co-humane [ren] and the right [yi]. (1A1)

In the end, Mencius is committed to a type of benevolent dictatorship, which puts moral value before pragmatic value and in this way seeks to benefit both ruler and subjects. The sage-kings of antiquity are a model, but one cannot simply adopt their customs and institutions and expect to govern effectively (4A1). Instead, one must emulate the sage-kings both in terms of outer structures (good laws, wise policies, correct rituals) and in terms of inner motivations (placing ren and yi first). Like Confucius, Mencius places an enormous amount of confidence in the capacity of the ordinary person to respond to an extraordinary ruler, so as to put the world in order. The question is, how does Mencius account for this optimism in light of human nature?

 5. Human Nature

Mencius is famous for claiming that human nature (renxing) is good. As with most reductions of philosophical positions to bumper-sticker slogans, this statement oversimplifies Mencius' position. In the text, Mencius takes a more careful route in order to arrive at this view. Following A. C. Graham, one can see his argument as having three elements: (1) a teleology, (2) a virtue theory, and (3) a moral psychology.

 6. Teleology

Mencius' basic assertion is that "everyone has a heart-mind which feels for others." (2A6) As evidence, he makes two appeals: to experience, and to reason. Appealing to experience, he says:

Supposing people see a child fall into a well - they all have a heart-mind that is shocked and sympathetic. It is not for the sake of being on good terms with the child's parents, and it is not for the sake of winning praise for neighbors and friends, nor is it because they dislike the child's noisy cry. (2A6)

It is important to point out here that Mencius says nothing about acting on this automatic affective-cognitive response to suffering that he ascribes to the bystanders at the well tragedy. It is merely the feeling that counts. Going further and appealing to reason, Mencius argues:

Judging by this, without a heart-mind that sympathizes one is not human; without a heart-mind aware of shame, one is not human; without a heart-mind that defers to others, one is not human; and without a heart-mind that approves and condemns, one is not human. (2A6)

Thus, Mencius makes an assertion about human beings - all have a heart-mind that feels for others - and qualifies his assertion with appeals to common experience and logical argument. This does little to distinguish him from other early Chinese thinkers, who also noticed that human beings were capable of altruism as well as selfishness. What remains is for him to explain why other thinkers are incorrect when they ascribe positive evil to human nature - that human beings are such that they actively seek to do wrong.

 7. Virtue Theory

Mencius goes further and identifies the four basic qualities of the heart-mind (sympathy, shame, deference, judgment) not only as distinguishing characteristics of human beings - what makes the human being qua human being really human - but also as the "sprouts" (duan) of the four cardinal virtues:

A heart-mind that sympathizes is the sprout of co-humanity [ren]; a heart-mind that is aware of shame is the sprout of rightness [yi]; a heart-mind that defers to others is the sprout of ritual propriety [li]; a heart-mind that approves and condemns is the sprout of wisdom [zhi]…. If anyone having the four sprouts within himself knows how to develop them to the full, it is like fire catching alight, or a spring as it first bursts through. If able to develop them, he is able to protect the entire world; if unable, he is unable to serve even his parents. (2A6)

Now the complexity of Mencius' seemingly simplistic position becomes clearer. What makes us human is our feelings of commiseration for others' suffering; what makes us virtuous - or, in Confucian parlance, junzi - is our development of this inner potential. To paraphrase Irene Bloom on this point, there is no sharp conflict between "nature" and “nurture” in Mencius; biology and culture are co-dependent upon one another in the development of the virtues. If our sprouts are left untended, we can be no more than merely human - feeling sorrow at the suffering of another, but unable or unwilling to do anything about it. If we tend our sprouts assiduously -- through education in the classical texts, formation by ritual propriety, fulfillment of social norms, etc. - we can not only avert the suffering of a few children in some wells, but also bring about peace and justice in the entire world. This is the basis of Mencius' appeal to King Hui of Liang (r. 370-319 BCE):

[The king] asked abruptly, "How shall the world be settled?"

"It will be settled by unification," I [Mencius] answered.

"Who will be able to unify it?"

"Someone without a taste for killing will be able to unify it…. Has Your Majesty noticed rice shoots? If there is drought during the seventh and eighth months, the shoots wither, but if dense clouds gather in the sky and a torrent of rain falls, the shoots suddenly revive. When that happens, who could stop it? … Should there be one without a taste for killing, the people will crane their necks looking out for him. If that does happen, the people will go over to him as water tends downwards, in a torrent - who could stop it? (1A6)

Mencius devotes some energy to arguing that "rightness" (yi) is internal, rather than external, to human beings. He does so using examples taken from that quintessentially Confucian arena of human relations, filial piety (xiao). Comparing the rightness that manifests itself in filial piety to such visceral activities as eating, drinking, and sexual intercourse, Mencius points out that, just as one's attraction or repulsion regarding these activities is determined by one's internal orientation (hunger, thirst, lust), one's filial behavior is determined by one’s inner attitudes, as the following imaginary dialogue with one of his opponents shows:

[Ask the opponent] "Which do you respect, your uncle or your younger brother?" He will say, "My uncle.” “When your younger brother is impersonating an ancestor at a sacrifice, then which do you respect?" He will say, "My younger brother.” You ask him, “What has happened to your respect for your uncle?" He will say, "It is because of the position my younger brother occupies." (6A5)

In other words, the rightness that one manifests in filial piety is not dependent on fixed, external categories, such as the status of one's younger brother qua younger brother or one’s uncle qua one's uncle. If it were, one always would show respect to one’s uncle and never to one's younger brother or anyone else junior to oneself. But as it happens, shifts in external circumstances can effect changes in status; one's younger brother can temporarily assume the status of a very senior ancestor in the proper ritual context, thus earning the respect ordinarily given to seniors and never shown to juniors. For Mencius, this demonstrates that the internal orientation of the agent (e.g., rightness) determines the moral value of given behaviors (e.g., filial piety).

Having made a teleological argument from the inborn potential of human beings to the presumption of virtues that can be developed, Mencius then offers his sketch of moral psychology - the structures within the human person that make such potential identifiable and such development possible.

 8. Moral Psychology

The primary function of Mencius' moral psychology is to explain how moral failure is possible and how it can be avoided. As Antonio S. Cua has noted, for Mencius, moral failure is the failure to develop one's xin (heart-mind). In order to account for the moral mechanics of the xin, Mencius offers a quasi-physiological theory involving qi (vital energy) - "a hard thing to speak about" (2A2), part vapor, part fluid, found in the atmosphere and in the human body, that regulates affective-cognitive processes as well as one's general well-being. It is especially abundant outdoors at night and in the early morning, which is why taking fresh air at these times can act as a physical and spiritual tonic (6A8). When Mencius is asked about his personal strengths, he says:

I know how to speak, and I am good at nourishing my flood-like qi. (2A2)

It is interesting to note the apparent link between powers of suasion - essential for any itinerant Warring States shi, whether official or teacher - and "flood-like qi." The goal of Mencian self-cultivation is to bring one's qi, xin, and yan (words) together in a seamless blend of rightness (yi) and ritual propriety (li). Mencius goes on to describe what he means by "flood-like qi":

It is the sort of qi that is utmost in vastness, utmost in firmness. If, by uprightness, you nourish it and do not interfere with it, it fills the space between Heaven and Earth. It is the sort of qi that matches the right [yi] with the Way [Dao]; without these, it starves. It is generated by the accumulation of right [yi] - one cannot attain it by sporadic righteousness. If anything one does fails to meet the standards of one's heart-mind, it starves. (2A2)

It is here that Mencius is at his most mystical, and recent scholarship has suggested that he and his disciples may have practiced a form of meditative discipline akin to yoga. Certainly, similar-sounding spiritual exercises are described in other early Chinese texts, such as the Neiye ("Inner Training") chapter of the Guanzi (Kuan-tzu, c. 4th-2nd centuries BCE). It also is at this point that Mencius seems to depart most radically from what is known about the historical Confucius' teachings. While faint glimpses of what may be ascetic and meditative disciplines sometimes appear in the Analects, nowhere in the text are there detailed discussions of nurturing one's qi such as can be found in Mencius 2A2.

In spite of the mystical tone of this passage, however, all that the text really says is that qi can be nurtured through regular acts of "rightness" (yi). It goes on to say that qi flows from one's xin (2A2), that one’s xin must undergo great discipline in order to produce "flood-like qi" (6B15), and that a well-developed xin will manifest itself in radiance that shines from one's qi into one’s face and general appearance (7A21). In short, here is where Mencius' case for human nature seems to leave philosophy and reasoned argumentation behind and step into the world of ineffability and religious experience. There is no reason, of course, why Mencius shouldn't take this step; as Alan K. L. Chan has pointed out, ethics and spirituality are not mutually exclusive, either in the Mencius or elsewhere.

To sum up, both biology and culture are important for Mencian self-cultivation, and so is Tian. "By fully developing one's heart-mind, one knows one's nature, and by knowing one’s nature, one knows Heaven." (7A1) One cannot help but begin with "a heart-mind that feels for others," but the journey toward full humanity is hardly complete without having taken any steps beyond one's birth. Guided by the examples of ancient sages and the ritual forms and texts they have left behind, one starts to develop one's heart-mind further by nurturing its qi through habitually doing what is right, cultivating its "sprouts" into virtues, and bringing oneself up and out from the merely human to that which Tian intends for one, which is to become a sage. Nature is crucial, but so is nurture. Mencius' model of moral psychology is both a "discovery" model (human nature is good) and a "development" model (human nature can be made even better):

A person's surroundings transform his qi just as the food he eats changes his body. (7A36)

 9. Key Interpreters of Mencius

Detailed discussion of Mencius' key interpreters is best reserved for an article on Confucian philosophy. Nonetheless, an outline of the most important commentators and their philosophical trajectories is worth including here.

The two best known early interpreters of Mencius' thought - besides the compilers of the Mencius themselves - are the Warring States philosophers Gaozi (Kao-tzu, 300s BCE) and Xunzi (Hsun-tzu, 310-220 BCE). Gaozi, who is known only from the Mencius, evidently knew Mencius personally, but Xunzi knew him only retrospectively. Both disagreed with Mencius' views on human nature.

Gaozi's dialogue with Mencius on human nature can be found in book six of the Mencius, in which both Mencius' disciples and Gaozi himself question him on his points of disagreement with Gaozi. Gaozi - whom later Confucians identified, probably anachronistically, as a Daoist -- offers multiple hypotheses about human nature, each of which Mencius refutes in Socratic fashion. Gaozi first argues that human nature is neither bad nor good, and presents two organic metaphors for its moral neutrality: wood (which can be carved into any object) and water (which can be made to flow east or west).

Challenging the carved wood metaphor, Mencius points out that in carving wood into a cup or bowl, one violates the wood's nature, which is to become a tree. Does one then violate a human being's nature by training him to be good? No, he says, it is possible to violate a human being's nature by making him bad, but his nature is to become good. As for the water metaphor, Mencius rejects it by remarking that human nature flows to the good, just as water's nature flows down. It is possible to make people bad, just as it is possible to make water flow up - but neither is a natural process or end. "Although man can be made to become bad, his nature remains as it was." (6A2)

Like Mencius, Xunzi claims to interpret Confucius' thought authentically, but leavens it with his own contributions. While neither Gaozi nor Mencius is willing to entertain the notion that human beings might originally be evil, this is the cornerstone of Xunzi's position on human nature. Against Mencius, Xunzi defines human nature as what is inborn and unlearned, and then asks why education and ritual are necessary for Mencius if people really are good by nature. Whereas Mencius claims that human beings are originally good but argues for the necessity of self-cultivation, Xunzi claims that human beings are originally bad but argues that they can be reformed, even perfected, through self-cultivation. Also like Mencius, Xunzi sees li as the key to the cultivation of renxing.

Although Xunzi condemns Mencius' arguments in no uncertain terms, when one has risen above the smoke and din of the fray, one may see that the two thinkers share many assumptions, including one that links each to Confucius: the assumption that human beings can be transformed by participation in traditional aesthetic, moral, and social disciplines. (Gaozi's metaphor of carved wood, incidentally, is one of Xunzi's favorites.) Through an accident of history, Mencius had no occasion to meet Xunzi and thus no opportunity to refute his arguments, but if he had, he might have replied that Xunzi cannot truly believe in the original depravity of human beings, or else he could not place such great faith in the morally-transformative power of culture.

Later interpreters of Mencius' thought between the Tang and Ming dynasties are often grouped together under the label of "Neo-Confucianism." This term has no cognate in classical Chinese, but is useful insofar as it unites several thinkers from disparate eras who share common themes and concerns. Thinkers such as Zhang Zai (Chang Tsai, 1020-1077 CE), Zhu Xi (Chu Hsi, 1130-1200 CE) and Wang Yangming (1472-1529 CE), while distinct from one another, agree on the primacy of Confucius as the fountainhead of the Confucian tradition, share Mencius' understanding of human beings as innately good, and revere the Mencius as one of the "Four Books" -- authoritative textual sources for standards of ritual, moral, and social propriety. Zhang Zai's interest in qi as the unifier of all things surely must have been stimulated by Mencius' theories, while Wang Yangming’s search for li (cosmic order or principle) in the heart-mind evokes Mencius 6A7: "What do all heart-minds have in common? Li [cosmic order] and yi [rightness]." Both thinkers also display a bent toward the cosmological and metaphysical which disposes them toward the mysticism of Mencius 2A2, and betrays the influence of Buddhism (of which Mencius knew nothing) and Daoism (of which Mencius indicates little knowledge) on their thought.

During the Qing (Ch'ing) dynasty (1644-1911 CE), late Confucian thinkers such as Dai Zhen (Tai Chen, 1724-1777 CE) developed critiques of Xunzi that aimed at the vindication of Mencius' position on human nature. Kwong-loi Shun has pointed out that Dai Zhen's defense of Mencius actually owes more to Xunzi than to Mencius, particularly in regard to how Dai Zhen sees one's heart-mind as learning to appreciate li (cosmic order) and yi (rightness), rather than naturally taking pleasure in such things, as Mencius would have it. Although Dai Zhen shares Mencius' view of the centrality of the heart-mind in moral development, in the end, he does not ascribe to the heart-mind the same kind of ethical directionality that Mencius finds there.

More recently, the philosophers Roger Ames and Donald Munro have developed postmodern readings of Mencius that involve contemporary developments such as process thought and evolutionary psychology. Although their philosophical points of departure differ, both Ames and Munro share a distaste for the prominence of Tian in Mencius' thought, and each seeks in his own way to separate the "essence" of Mencian thought from the “dross.” For Ames, the "essence" - although, as a postmodern thinker, he rejects any notion of "essentialism" - is Mencius' “process” model of human nature and the cosmos, while the "dross" is Mencius' understanding of Tian as transcendent, which (in Ames' reading) undermines human agency. For Munro, the "essence" is Mencius’ grounding ethics in inborn nature, while the "dross" is Mencius' appeals to Tian as the author of that inborn nature. Their work is an attempt to make Mencius not only intelligible, but also valuable, to contemporary Westerners. At the same time, critics have noted that much of the authentic Mencius may be discarded on the cutting room floor in this process of reclaiming him for contemporary minds. One thinks of David Nivison's warning to philosophers, past and present, not to indulge in "wishful thinking" and excise or explain away what one does not wish to see in the Mencius.

This cursory review of some important interpreters of Mencius' thought illustrates a principle that ought to be followed by all who seek to understanding Mencius' philosophical views: suspicion of the sources. Almost all of our sources for reconstructing Mencius' views postdate him or come from a hand other than his own, and thus all should be used with caution and with an eye toward possible influences from outside of fourth century BCE China.

Saturday, April 22, 2017

The Analects of Confucius

 The Analects of Confucius is an anthology of brief passages that present the words of Confucius and his disciples, describe Confucius as a man, and recount some of the events of his life. The Analects includes twenty books, each generally featuring a series of chapters that encompass quotes from Confucius, which were compiled by his disciples after his death.

Book I serves as a general introduction to the various disciples in the work. Book II deals largely with issues of governance. Books III and IV are seen as the core texts, outlining Confucius's ideology. Much of the work concerns itself with the concept of the Tao or the Way, the chun-tzu or the gentleman, Li or ritual, Te or virtue, and Jen or goodness. There are additional terms in the work, but these comprise the core concepts. Taken together they form the backbone of Confucian ideals.

The Tao, or the Way, refers to a literal path or road. In the context of the work it refers to the manner in which anything is done; a method or doctrine. Confucius speaks often about the Tao under Heaven, meaning a good way or path to achieving morally superior ends. This could include self-conduct or how a kingdom is ruled.

The Analects of Confucius is an anthology of brief passages that present the words of Confucius and his disciples, describe Confucius as a man, and recount some of the events of his life. The Analects includes twenty books, each generally featuring a series of chapters that encompass quotes from Confucius, which were compiled by his disciples after his death.

Book I serves as a general introduction to the various disciples in the work. Book II deals largely with issues of governance. Books III and IV are seen as the core texts, outlining Confucius's ideology. Much of the work concerns itself with the concept of the Tao or the Way, the chun-tzu or the gentleman, Li or ritual, Te or virtue, and Jen or goodness. There are additional terms in the work, but these comprise the core concepts. Taken together they form the backbone of Confucian ideals.

The Tao, or the Way, refers to a literal path or road. In the context of the work it refers to the manner in which anything is done; a method or doctrine. Confucius speaks often about the Tao under Heaven, meaning a good way or path to achieving morally superior ends. This could include self-conduct or how a kingdom is ruled.

Jen is most often translated as "goodness" or "humanity". The gentleman, or chunt-tzu, possesses this quality. Its translation is a bit difficult to represent exactly in English, but the text provides a good deal of context when discussing the gentleman and goodness. It is helpful not to simply think of the term as meaning "goodness" but also to see how its juxtaposition with the other terms forms a greater picture of how Confucius defined goodness and other positive human qualities. For example, words like "altruistic" or "humane" are useful in understanding this term.

Te corresponds most closely to the word "virtue", although you may encounter some disagreement among scholars regarding this translation. A better definition, some scholars say, is to think of it as "character" or "prestige", an attribute that would have been desirable in a human being.
The gentleman or chun-tzu is the central term in The Analects and the other terms are generally used in reference to this persona. For this reason it is difficult to summarize the gentleman easily, but considering the term in the light of the other ideas in the text is helpful. The gentleman is one who follows the Way and acts according to a system of morals and beliefs that are not common amongst other individuals. The use of the term "gentleman" to describe the chun-tzu is itself problematic, as it can conjure images related to an aristocratic existence. Some scholars see a similarity between the term and Nietzsche's concept of the Ubermensch, although there is dispute over this idea as well. A "superior man" is another suggested translation of the term. Taken in consideration with the other terms presented, a more complete concept of the chun-tzu emerges.

Li, or ritual, is another core concept in the text. Although the work does not go into great detail on what ritual traditions actually entailed, their importance is presented as paramount in the cultivation of te and an understanding of the Tao. The general principles of conduct comprise much of what this term encompasses. Here, moral initiatives outweigh pure historical knowledge. In other words, practicing what we might call good manners and conducting oneself in a moral and fair affectation were considered characteristic of a gentleman. An appropriate attitude was also necessary: one of reverence and respect for one's elders and for rites and cultural norms that had been handed down by past generations.

Also important to consider in reading The Analects is the historical context in which Confucius lived and the events that surrounded his struggle to spread his doctrine. During the Sixth century, powerful warlords and families gained control of the state of Lu, gradually undermining and marginalizing the ducal house. Consequently, the normal structure and function of government and social rituals were altered, much to the dismay of Confucius. Confucius sought a revival of the Chou traditions that once had been the norm in Lu. He saw these ways as legitimately bettering society. The term li fits best in understanding the Chou traditions that Confucius so eagerly wished to reinstate.
Eventually, Confucius and his disciples sought an audience with various leaders in Lu to help bring these traditions back. Confucius's plan failed, however, and he left Lu after becoming convinced that the sort of rulers he needed to enlist to his side were not present there. So began a long period of traveling around to neighboring states seeking out such a ruler. Some of this period is captured in the text. Confucius eventually returned to Lu upon the invitation of Jan Ch'iu and lived out his days teaching young men about the Chou traditions. However, he was not able to set up a state based on the teachings he held so dear.

The structure of The Analects can make it a difficult work to comprehend. On first reading, the passages can appear to be quite haphazard in their arrangement. From an academic standpoint there is more disagreement than agreement over how best to translate and represent the text for a modern reading audience.

Saturday, April 15, 2017

René Descartes: The Mind-Body Distinction

René Descartes:

The Mind-Body Distinction

One of the deepest and most lasting legacies of Descartes’ philosophy is his thesis that mind and body are really distinct—a thesis now called "mind-body dualism." He reaches this conclusion by arguing that the nature of the mind (that is, a thinking, non-extended thing) is completely different from that of the body (that is, an extended, non-thinking thing), and therefore it is possible for one to exist without the other. This argument gives rise to the famous problem of mind-body causal interaction still debated today: how can the mind cause some of our bodily limbs to move (for example, raising one's hand to ask a question), and how can the body’s sense organs cause sensations in the mind when their natures are completely different? This article examines these issues as well as Descartes’ own response to this problem through his brief remarks on how the mind is united with the body to form a human being. This will show how these issues arise because of a misconception about Descartes’ theory of mind-body union, and how the correct conception of their union avoids this version of the problem. The article begins with an examination of the term “real distinction” and of Descartes’ probable motivations for maintaining his dualist thesis.

1. What is a Real Distinction?

It is important to note that for Descartes “real distinction” is a technical term denoting the distinction between two or more substances (see Principles, part I, section 60). A substance is something that does not require any other creature to exist—it can exist with only the help of God’s concurrence—whereas, a mode is a quality or affection of that substance (see Principles part I, section 5). Accordingly, a mode requires a substance to exist and not just the concurrence of God. Being sphere shaped is a mode of an extended substance. For example, a sphere requires an object extended in three dimensions in order to exist: an unextended sphere cannot be conceived without contradiction. But a substance can be understood to exist alone without requiring any other creature to exist. For example, a stone can exist all by itself. That is, its existence is not dependent upon the existence of minds or other bodies; and, a stone can exist without being any particular size or shape. This indicates for Descartes that God, if he chose, could create a world constituted by this stone all by itself, showing further that it is a substance “really distinct” from everything else except God. Hence, the thesis that mind and body are really distinct just means that each could exist all by itself without any other creature, including each other, if God chose to do it. However, this does not mean that these substances do exist separately. Whether or not they actually exist apart is another issue entirely.

2. Why a Real Distinction?

A question one might ask is: what's the point of arguing that mind and body could each exist without the other? What’s the payoff for going through all the trouble and enduring all the problems to which it gives rise? For Descartes the payoff is twofold. The first is religious in nature in that it provides a rational basis for a hope in the soul’s immortality [because Descartes presumes that the mind and soul are more or less the same thing]. The second is more scientifically oriented, for the complete absence of mentality from the nature of physical things is central to making way for Descartes’ version of the new, mechanistic physics. This section investigates both of these motivating factors.

a. The Religious Motivation

In his Letter to the Sorbonne published at the beginning of his seminal work, Meditations on First Philosophy, Descartes states that his purpose in showing that the human mind or soul is really distinct from the body is to refute those “irreligious people” who only have faith in mathematics and will not believe in the soul's immortality without a mathematical demonstration of it. Descartes goes on to explain how, because of this, these people will not pursue moral virtue without the prospect of an afterlife with rewards for virtue and punishments for vice. But, since all the arguments in the Meditations—including the real distinction arguments— are for Descartes absolutely certain on a par with geometrical demonstrations, he believes that these people will be obliged to accept them. Hence, irreligious people will be forced to believe in the prospect of an afterlife. However, recall that Descartes’ conclusion is only that the mind or soul can exist without the body. He stops short of demonstrating that the soul is actually immortal. Indeed, in the Synopsis to the Mediations, Descartes claims only to have shown that the decay of the body does not logically or metaphysically imply the destruction of the mind: further argumentation is required for the conclusion that the mind actually survives the body's destruction. This would involve both “an account of the whole of physics” and an argument showing that God cannot annihilate the mind. Yet, even though the real distinction argument does not go this far, it does, according to Descartes, provide a sufficient foundation for religion, since the hope for an afterlife now has a rational basis and is no longer a mere article of faith.

b. The Scientific Motivation

The other motive for arguing that mind and body could each exist without the other is more scientifically oriented, stemming from Descartes’ intended replacement of final causal explanations in physics thought to be favored by late scholastic-Aristotelian philosophers with mechanistic explanations based on the model of geometry. Although the credit for setting the stage for this scholastic-Aristotelian philosophy dominant at Descartes’ time should go to Thomas Aquinas (because of his initial, thorough interpretation and appropriation of Aristotle’s philosophy), it is also important to bear in mind that other thinkers working within this Aristotelian framework such as Duns Scotus, William of Ockham, and Francisco Suarez, diverged from the Thomistic position on a variety of important issues. Indeed, by Descartes’ time, scholastic positions divergent from Thomism became so widespread and subtle in their differences that sorting them out was quite difficult. Notwithstanding this convoluted array of positions, Descartes understood one thesis to stand at the heart of the entire tradition: the doctrine that everything ultimately behaved for the sake of some end or goal. Though these “final causes,” as they were called, were not the only sorts of causes recognized by scholastic thinkers, it is sufficient for present purposes to recognize that Descartes believed scholastic natural philosophers used them as principles for physical explanations. For this reason, a brief look at how final causes were supposed to work is in order.

Descartes understood all scholastics to maintain that everything was thought to have a final cause that is the ultimate end or goal for the sake of which the rest of the organism was organized. This principle of organization became known as a thing’s “substantial form,” because it was this principle that explained why some hunk of matter was arranged in such and such a way so as to be some species of substance. For example, in the case of a bird, say, the swallow, the substantial form of swallowness was thought to organize matter for the sake of being a swallow species of substance. Accordingly, any dispositions a swallow might have, such as the disposition for making nests, would then also be explained by means of this ultimate goal of being a swallow; that is, swallows are disposed for making nests for the sake of being a swallow species of substance. This explanatory scheme was also thought to work for plants and inanimate natural objects.

A criticism of the traditional employment of substantial forms and their concomitant final causes in physics is found in the Sixth Replies where Descartes examines how the quality of gravity was used to explain a body’s downward motion:

   “ But what makes it especially clear that my idea of gravity was taken largely from the idea I had of the mind is the fact that I thought that gravity carried bodies toward the centre of the earth as if it had some knowledge of the centre within itself” (AT VII 442: CSM II 298).

On this pre-Newtonian account, a characteristic goal of all bodies was to reach its proper place, namely, the center of the earth. So, the answer to the question, “Why do stones fall downward?” would be, “Because they are striving to achieve their goal of reaching the center of the earth.” According to Descartes, this implies that the stone must have knowledge of this goal, know the means to attain it, and know where the center of the earth is located. But, how can a stone know anything? Surely only minds can have knowledge. Yet, since stones are inanimate bodies without minds, it follows that they cannot know anything at all—let alone anything about the center of the earth.

Descartes continues on to make the following point:

    “But later on I made the observations which led me to make a careful distinction between the idea of the mind and the ideas of body and corporeal motion; and I found that all those other ideas of . . . 'substantial forms' which I had previously held were ones which I had put together or constructed from those basic ideas”  (AT VII 442-3: CSM II 298).

Here, Descartes is claiming that the concept of a substantial form as part of the entirely physical world stems from a confusion of the ideas of mind and body. This confusion led people to mistakenly ascribe mental properties like knowledge to entirely non-mental things like stones, plants, and, yes, even non-human animals. The real distinction of mind and body can then also be used to alleviate this confusion and its resultant mistakes by showing that bodies exist and move as they do without mentality, and as such principles of mental causation such as goals, purposes (that is, final causes), and knowledge have no role to play in the explanation of physical phenomena. So the real distinction of mind and body also serves the more scientifically oriented end of eliminating any element of mentality from the idea of body. In this way, a clear understanding of the geometrical nature of bodies can be achieved and better explanations obtained.

3. The Real Distinction Argument

Descartes formulates this argument in many different ways, which has led many scholars to believe there are several different real distinction arguments. However, it is more accurate to consider these formulations as different versions of one and the same argument. The fundamental premise of each is identical: each has the fundamental premise that the natures of mind and body are completely different from one another.

The First Version

The first version is found in this excerpt from the Sixth Meditation:

  “  [O]n the one hand I have a clear and distinct idea of myself, in so far as I am simply a thinking, non-extended thing [that is, a mind], and on the other hand I have a distinct idea of body, in so far as this is simply an extended, non-thinking thing. And accordingly, it is certain that I am really distinct from my body, and can exist without it “(AT VII 78: CSM II 54).

Notice that the argument is given from the first person perspective (as are the entire Meditations). This “I” is, of course, Descartes insofar as he is a thinking thing or mind, and the argument is intended to work for any “I” or mind. So, for present purposes, it is safe to generalize the argument by replacing “I” with “mind” in the relevant places:

·         I have a clear and distinct idea of the mind as a thinking, non-extended thing.
·         I have a clear and distinct idea of body as an extended, non-thinking thing.
·         Therefore, the mind is really distinct from the body and can exist without it.

At first glance it may seem that, without justification, Descartes is bluntly asserting that he conceives of mind and body as two completely different things, and that from his conception, he is inferring that he (or any mind) can exist without the body. But this is no blunt, unjustified assertion. Much more is at work here: most notably what is at work is his doctrine of clear and distinct ideas and their veridical guarantee. Indeed the truth of his intellectual perception of the natures of mind and body is supposed to be guaranteed by the fact that this perception is “clear and distinct.” Since the justification for these two premises rests squarely on the veridical guarantee of whatever is “clearly and distinctly” perceived, a brief side trip explaining this doctrine is in order.

Descartes explains what he means by a “clear and distinct idea” in his work Principles of Philosophy at part I, section 45. Here he likens a clear intellectual perception to a clear visual perception. So, just as someone might have a sharply focused visual perception of something, an idea is clear when it is in sharp intellectual focus. Moreover, an idea is distinct when, in addition to being clear, all other ideas not belonging to it are completely excluded from it. Hence, Descartes is claiming in both premises that his idea of the mind and his idea of the body exclude all other ideas that do not belong to them, including each other, and all that remains is what can be clearly understood of each. As a result, he clearly and distinctly understands the mind all by itself, separately from the body, and the body all by itself, separately from the mind.

According to Descartes, his ability to clearly and distinctly understand them separately from one another implies that each can exist alone without the other. This is because “[e]xistence is contained in the idea or concept of every single thing, since we cannot conceive of anything except as existing. Possible or contingent existence is contained in the concept of a limited thing...” (AT VII 166: CSM II 117). Descartes, then, clearly and distinctly perceives the mind as possibly existing all by itself, and the body as possibly existing all by itself. But couldn't Descartes somehow be mistaken about his clear and distinct ideas? Given the existence of so many non-thinking bodies like stones, there is no question that bodies can exist without minds. So, even if he could be mistaken about what he clearly and distinctly understands, there is other evidence in support of premise 2. But can minds exist without bodies? Can thinking occur without a brain? If the answer to this question is “no,” the first premise would be false and, therefore, Descartes would be mistaken about one of his clear and distinct perceptions. Indeed, since we have no experience of minds actually existing without bodies as we do of bodies actually existing without minds, the argument will stand only if Descartes’ clear and distinct understanding of the mind’s nature somehow guarantees the truth of premise 1; but, at this point, it is not evident whether Descartes’ “clear and distinct” perception guarantees the truth of anything.

However, in the Fourth Meditation, Descartes goes to great lengths to guarantee the truth of whatever is clearly and distinctly understood. This veridical guarantee is based on the theses that God exists and that he cannot be a deceiver. These arguments, though very interesting, are numerous and complex, and so they will not be discussed here. Suffice it to say that since Descartes believes he has established God’s inability to deceive with absolute, geometrical certainty, he would have to consider anything contradicting this conclusion to be false. Moreover, Descartes claims that he cannot help but believe clear and distinct ideas to be true. However, if God put a clear and distinct idea in him that was false, then he could not help but believe a falsehood to be true and, to make matters worse, he would never be able to discover the mistake. Since God would be the author of this false clear and distinct idea, he would be the source of the error and would, therefore, be a deceiver, which must be false. Hence, all clear and distinct ideas must be true, because it is impossible for them to be false given God’s non-deceiving nature.

That said, the clarity and distinctness of Descartes’ understanding of mind and body guarantees the truth of premise 1. Hence, both “clear and distinct” premises are not blunt, unjustified assertions of what he believes but have very strong rational support from within Descartes’ system. However, if it turns out that God does not exist or that he can be a deceiver, then all bets are off. There would then no longer be any veridical guarantee of what is clearly and distinctly understood and, as a result, the first premise could be false. Consequently, premise 1 would not bar the possibility of minds requiring brains to exist and, therefore, this premise would not be absolutely certain as Descartes supposed. In the end, the conclusion is established with absolute certainty only when considered from within Descartes’ own epistemological framework but loses its force if that framework turns out to be false or when evaluated from outside of it.

These guaranteed truths express some very important points about Descartes’ conception of mind and body. Notice that mind and body are defined as complete opposites. This means that the ideas of mind and body represent two natures that have absolutely nothing in common. And, it is this complete diversity that establishes the possibility of their independent existence. But, how can Descartes make a legitimate inference from his independent understanding of mind and body as completely different things to their independent existence? To answer this question, recall that every idea of limited or finite things contains the idea of possible or contingent existence, and so Descartes is conceiving mind and body as possibly existing all by themselves without any other creature. Since there is no doubt about this possibility for Descartes and given the fact that God is all powerful, it follows that God could bring into existence a mind without a body and vice versa just as Descartes clearly and distinctly understands them. Hence, the power of God makes Descartes’ perceived logical possibility of minds existing without bodies into a metaphysical possibility. As a result, minds without bodies and bodies without minds would require nothing besides God’s concurrence to exist and, therefore, they are two really distinct substances.

The Second Version

The argument just examined is formulated in a different way later in the Sixth Meditation:

  “  [T]here is a great difference between the mind and the body, inasmuch as the body is by its very nature always divisible, while the mind is utterly indivisible. For when I consider the mind, or myself in so far as I am merely a thinking thing, I am unable to distinguish any parts within myself; I understand myself to be something quite single and complete….By contrast, there is no corporeal or extended thing that I can think of which in my thought I cannot easily divide into parts; and this very fact makes me understand that it is divisible. This one argument would be enough to show me that the mind is completely different from the body…. “(AT VII 86-87: CSM II 59).

This argument can be reformulated as follows, replacing “mind” for “I” as in the first version:

·         I understand the mind to be indivisible by its very nature.
·         I understand body to be divisible by its very nature.
·         Therefore, the mind is completely different from the body.

Notice the conclusion that mind and body are really distinct is not explicitly stated but can be inferred from 3. What is interesting about this formulation is how Descartes reaches his conclusion. He does not assert a clear and distinct understanding of these two natures as completely different but instead makes his point based on a particular property of each. However, this is not just any property but a property each has “by its very nature.” Something’s nature is just what it is to be that kind of thing, and so the term “nature” is here being used as synonymous with “essence.” On this account, extension constitutes the nature or essence of bodily kinds of things; while thinking constitutes the nature or essence of mental kinds of things. So, here Descartes is arguing that a property of what it is to be a body, or extended thing, is to be divisible, while a property of what it is to be a mind or thinking thing is to be indivisible.

Descartes’ line of reasoning in support of these claims about the respective natures of mind and body runs as follows. First, it is easy to see that bodies are divisible. Just take any body, say a pencil or a piece of paper, and break it or cut it in half. Now you have two bodies instead of one. Second, based on this line of reasoning, it is easy to see why Descartes believed his nature or mind to be indivisible: if a mind or an “I” could be divided, then two minds or “I’s” would result; but since this “I” just is my self, this would be the same as claiming that the division of my mind results in two selves, which is absurd. Therefore, the body is essentially divisible and the mind is essentially indivisible: but how does this lead to the conclusion that they are completely different?

Here it should be noted that a difference in just any non-essential property would have only shown that mind and body are not exactly the same. But this is a much weaker claim than Descartes’ conclusion that they are completely different. For two things could have the same nature, for example, extension, but have other, changeable properties or modes distinguishing them. Hence, these two things would be different in some respect, for example, in shape, but not completely different, since both would still be extended kinds of things. Consequently, Descartes needs their complete diversity to claim that he has completely independent conceptions of each and, in turn, that mind and body can exist independently of one another.

Descartes can reach this stronger conclusion because these essential properties are contradictories. On the one hand, Descartes argues that the mind is indivisible because he cannot perceive himself as having any parts. On the other hand, the body is divisible because he cannot think of a body except as having parts. Hence, if mind and body had the same nature, it would be a nature both with and without parts. Yet such a thing is unintelligible: how could something both be separable into parts and yet not separable into parts? The answer is that it can’t, and so mind and body cannot be one and the same but two completely different natures. Notice that, as with the first version, mind and body are here being defined as opposites. This implies that divisible body can be understood without indivisible mind and vice versa. Accordingly each can be understood as existing all by itself: they are two really distinct substances.

However, unlike the first version, Descartes does not invoke the doctrine of clear and distinct ideas to justify his premises. If he had, this version, like the first, would be absolutely certain from within Descartes’ own epistemological system. But if removed from this apparatus, it is possible that Descartes is mistaken about the indivisibility of the mind, because the possibility of the mind requiring a brain to exist would still be viable. This would mean that, since extension is part of the nature of mind, it would, being an extended thing, be composed of parts and, therefore, it would be divisible. As a result, Descartes could not legitimately reach the conclusion that mind and body are completely different. This would also mean that the further, implicit conclusion that mind and body are really distinct could not be reached either. In the end, the main difficulty with Descartes’ real distinction argument is that he has not adequately eliminated the possibility of minds being extended things like brains.

4. The Mind-Body Problem

The real distinction of mind and body based on their completely diverse natures is the root of the famous mind-body problem: how can these two substances with completely different natures causally interact so as to give rise to a human being capable of having voluntary bodily motions and sensations? Although several versions of this problem have arisen over the years, this section will be exclusively devoted to the version of it Descartes confronted as expressed by Pierre Gassendi, the author of the Fifth Objections, and Descartes’ correspondent, Princess Elizabeth of Bohemia. Their concern arises from the claim at the heart of the real distinction argument that mind and body are completely different or opposite things.

The complete diversity of their respective natures has serious consequences for the kinds of modes each can possess. For instance, in the Second Meditation, Descartes argues that he is nothing but a thinking thing or mind, that is, Descartes argues that he is a “thing that doubts, understands, affirms, denies, is willing, is unwilling, and also imagines and has sensory perceptions” (AT VII 28: CSM II 19). It makes no sense to ascribe such modes to entirely extended, non-thinking things like stones, and therefore, only minds can have these kinds of modes. Conversely, it makes no sense to ascribe modes of size, shape, quantity and motion to non-extended, thinking things. For example, the concept of an unextended shape is unintelligible. Therefore, a mind cannot be understood to be shaped or in motion, nor can a body understand or sense anything. Human beings, however, are supposed to be combinations of mind and body such that the mind’s choices can cause modes of motion in the body, and motions in certain bodily organs, such as the eye, cause modes of sensation in the mind.

The mind’s ability to cause motion in the body will be addressed first. Take for example a voluntary choice, or willing, to raise one’s hand in class to ask a question. The arm moving upward is the effect while the choice to raise it is the cause. But willing is a mode of the non-extended mind alone, whereas the arm’s motion is a mode of the extended body alone: how can the non-extended mind bring about this extended effect? It is this problem of voluntary bodily motion or the so-called problem of “mind to body causation” that so troubled Gassendi and Elizabeth. The crux of their concern was that in order for one thing to cause motion in another, they must come into contact with one another as, for example, in the game of pool the cue ball must be in motion and come into contact with the eight-ball in order for the latter to be set in motion. The problem is that, in the case of voluntarily bodily movements, contact between mind and body would be impossible given the mind’s non-extended nature. This is because contact must be between two surfaces, but surface is a mode of body, as stated at Principles of Philosophy part II, section 15. Accordingly, the mind does not have a surface that can come into contact with the body and cause it to move. So, it seems that if mind and body are completely different, there is no intelligible explanation of voluntary bodily movement.

Although Gassendi and Elizabeth limited themselves to the problem of voluntary bodily movement, a similar problem arises for sensations, or the so-called problem of “body to mind causation.” For instance, a visual sensation of a tree is a mode of the mind alone. The cause of this mode would be explained by the motion of various imperceptible bodies causing parts of the eye to move, then movements in the optic nerve, which in turn cause various “animal spirits” to move in the brain and finally result in the sensory idea of the tree in the mind. But how can the movement of the “animal spirits,” which were thought to be very fine bodies, bring about the existence of a sensory idea when the mind is incapable of receiving modes of motion given its non-extended nature? Again, since the mind is incapable of having motion and a surface, no intelligible explanation of sensations seems possible either. Therefore, the completely different natures of mind and body seem to render their causal interaction impossible.

The consequences of this problem are very serious for Descartes, because it undermines his claim to have a clear and distinct understanding of the mind without the body. For humans do have sensations and voluntarily move some of their bodily limbs and, if Gassendi and Elizabeth are correct, this requires a surface and contact. Since the mind must have a surface and a capacity for motion, the mind must also be extended and, therefore, mind and body are not completely different. This means the “clear and distinct” ideas of mind and body, as mutually exclusive natures, must be false in order for mind-body causal interaction to occur. Hence, Descartes has not adequately established that mind and body are two really distinct substances.

5. Descartes’ Response to the Mind-Body Problem

Despite the obviousness of this problem, and the amount of attention given to it, Descartes himself never took this issue very seriously. His response to Gassendi is a telling example:

    “These questions presuppose amongst other things an explanation of the union between the soul and the body, which I have not yet dealt with at all. But I will say, for your benefit at least, that the whole problem contained in such questions arises simply from a supposition that is false and cannot in any way be proved, namely that, if the soul and the body are two substances whose nature is different, this prevents them from being able to act on each other “ (AT VII 213: CSM II 275).

So, Descartes’ response to the mind-body problem is twofold. First, Descartes contends that a response to this question presupposes an explanation of the union between the mind (or soul) and the body. Second, Descartes claims that the question itself stems from the false presupposition that two substances with completely different natures cannot act on each other. Further examination of these two points will occur in reverse order.

Descartes’ principles of causation put forward in the Third Meditation lie at the heart of this second presupposition. The relevant portion of this discussion is when Descartes argues that the less real cannot cause something that is more real, because the less real does not have enough reality to bring about something more real than itself. This principle applies on the general level of substances and modes. On this account, an infinite substance, that is, God, is the most real thing because only he requires nothing else in order to exist; created, finite substances are next most real, because they require only God’s creative and conservative activity in order to exist; and finally, modes are the least real, because they require a created substance and an infinite substance in order to exist. So, on this principle, a mode cannot cause the existence of a substance since modes are less real than finite substances. Similarly, a created, finite substance cannot cause the existence of an infinite substance. But a finite substance can cause the existence of another finite substance or a mode (since modes are less real than substances). Hence, Descartes’ point could be that the completely diverse natures of mind and body do not violate this causal principle, since both are finite substances causing modes to exist in some other finite substance. This indicates further that the “activity” of the mind on the body does not require contact and motion, thereby suggesting that mind and body do not bear a mechanistic causal relation to each other. More will be said about this below.

The first presupposition concerns an explanation of how the mind is united with the body. Descartes’ remarks about this issue are scattered across both his published works and his private correspondence. These texts indicate that Descartes did not maintain that voluntary bodily movements and sensation arise because of the causal interaction of mind and body by contact and motion. Rather, he maintains a version of the form-matter theory of soul-body union endorsed by some of his scholastic-Aristotelian predecessors and contemporaries. Although a close analysis of the texts in question cannot be conducted here, a brief summary of how this theory works for Descartes can be provided.

Before providing this summary, however, it is important to disclaim that this scholastic-Aristotelian interpretation is a minority position amongst Descartes scholars. The traditional view maintains that Descartes’ human being is composed of two substances that causally interact in a mechanistic fashion. This traditional view led some of Descartes’ successors, such as Malebranche and Leibniz (who also believed in the real distinction of mind and body), to devise metaphysical systems wherein mind and body do not causally interact despite appearances to the contrary. Other philosophers considered the mind-body problem to be insurmountable, thereby denying their real distinction: they claim that everything is either extended (as is common nowadays) or mental (as George Berkeley argued in the 18th century). Indeed, this traditional, mechanistic interpretation of Descartes is so deeply ingrained in the minds of philosophers today, that most do not even bother to argue for it. However, a notable exception is Marleen Rozemond, who argues for the incompatibility of Descartes’ metaphysics with any scholastic-Aristotelian version of mind or soul-body union. Those interested in closely examining her arguments should consult her book Descartes’s Dualism. A book arguing in favor of the scholastic-Aristotelian interpretation is entitled Descartes and the Metaphysics of Human Nature; Chapter 5 specifically addresses Rozemond’s concerns.

Two major stumbling blocks Rozemond raises for the scholastic-Aristotelian interpretation concern the mind’s status as a substantial form and the extent to which Descartes can maintain a form of the human body. However, recall that Descartes rejects substantial forms because of their final causal component. Descartes’ argument was based on the fact (as he understood it) that the scholastics were ascribing mental properties to entirely non-mental things like stones. Since the mind is an entirely mental thing, these arguments just do not apply to it. Hence, Descartes’ particular rejection of substantial forms does not necessarily imply that Descartes did not view the mind as a substantial form. Indeed, as Paul Hoffman noted:

Descartes really rejects the attempt to use the human soul as a model for explanations in the entirely physical world. This makes it possible that Descartes considered the human mind to be the only substantial form. At first glance this may seem ad hoc but it is also important to notice that rejecting the existence of substantial forms with the exception of the mind or rational soul was not uncommon amongst Descartes’ contemporaries.

Although the mind’s status as a substantial form may seem at risk because of its meager explicit textual support, Descartes suggests that the mind a “substantial form” twice in a draft of open letter to his enemy Voetius:

    “Yet, if the soul is recognized as merely a substantial form, while other such forms consist in the configuration and motion of parts, this very privileged status it has compared with other forms shows that its nature is quite different from theirs” (AT III 503: CSMK 207-208).

Descartes then remarks “this is confirmed by the example of the soul, which is the true substantial form of man” (AT III 508: CSMK 208). Although other passages do not make this claim explicitly, they do imply (in some sense) that the mind is a substantial form. For instance, Descartes claims in a letter to Mesland dated 9 February 1645, that the soul is “substantially united” with the human body (AT IV 166: CSMK 243). This “substantial union” was a technical term amongst the scholastics denoting the union between a substantial form and matter to form a complete substance. Consequently, there is some reason for believing that the human mind is the only substantial form left standing in Descartes’ metaphysics.

Another major stumbling block recognized by Rozemond is the extent to which, if any, Descartes’ metaphysics can maintain a principle for organizing extension into a human body. This was a point of some controversy amongst the scholastics themselves. Philosophers maintaining a Thomistic position argued that the human soul is the human body’s principle of organization. While others, maintaining a basically Scotistic position, argued that some other form besides the human soul is the form of the body. This “form of corporeity” organizes matter for the sake of being a human body but does not result in a full-fledged human being. Rather it makes a body with the potential for union with the human soul. The soul then actualizes this potential resulting in a complete human being. If Descartes did hold a fundamentally scholastic theory of mind-body union, then is it more Thomistic or Scotistic? Since intellect and will are the only faculties of the mind, it does not have the faculty for organizing matter for being a human body. So, if Descartes’ theory is scholastic, it must be most in line with some version of the Scotistic theory. Rozemond argues that Descartes’ rejection of all other substantial forms (except the human mind or soul) precludes this kind of theory since he cannot appeal to the doctrine of substantial forms like the Scotists.

Although Descartes argues that bodies, in the general sense, are constituted by extension, he also maintains that species of bodies are determined by the configuration and motion of their parts. This doctrine of “configuration and motion of parts” serves the same purpose as the doctrine of substantial forms with regards to entirely physical things. But the main difference between the two is that Descartes’ doctrine does not employ final causes. Recall that substantial forms organize matter for the purpose of being a species of thing. The purpose of a human body endowed with only the form of corporeity is union with the soul. Hence, the organization of matter into a human body is an effect that is explained by the final cause or purpose of being disposed for union. But, on Descartes’ account, the explanatory order would be reversed: a human body’s disposition for union is an effect resulting from the configuration and motion of parts. So, even though Descartes does not have recourse to substantial forms, he still has recourse to the configuration of matter and to the dispositions to which it gives rise, including “all the dispositions required to preserve that union” (AT IV 166: CSMK 243). Hence, on this account, Descartes gets what he needs, namely, Descartes gets a body properly configured for potential union with the mind, but without recourse to the scholastic notion of substantial forms with their final causal component.

Another feature of this basically Scotistic position is that the soul and the body were considered incomplete substances themselves, while their union results in one, complete substance. Surely Descartes maintains that mind and body are two substances but in what sense, if any, can they be considered incomplete? Descartes answers this question in the Fourth Replies. He argues that a substance may be complete insofar as it is a substance but incomplete insofar as it is referred to some other substance together with which it forms yet some third substance. This can be applied to mind and body as follows: the mind insofar as it is a thinking thing is a complete substance, while the body insofar as it is an extended thing is a complete substance, but each taken individually is only an incomplete human being.

This account is repeated in the following excerpt from a letter to Regius dated December 1641:

    “For there you said that the body and the soul, in relation to the whole human being, are incomplete substances; and it follows from their being incomplete that what they constitute is a being through itself” (that is, an ens per se; AT III 460: CSMK 200).

The technical sense of the term “being through itself” was intended to capture the fact that human beings do not require any other creature but only God’s concurrence to exist. Accordingly, a being through itself, or ens per se, is a substance. Also notice that the claim in the letter to Regius that two incomplete substances together constitute a being through itself is reminiscent of Descartes’ remarks in the Fourth Replies. This affinity between the two texts indicates that the union of mind and body results in one complete substance or being through itself. This just means that mind and body are the metaphysical parts (mind and body are incomplete substances in this respect) that constitute one, whole human being, which is a complete substance in its own right. Hence, a human being is not the result of two substances causally interacting by means of contact and motion, as Gassendi and Elizabeth supposed, but rather they bear a relation of act and potency that results in one, whole and complete substantial human being.

This sheds some light on why Descartes thought that an account of mind-body union would put Gassendi’s and Elizabeth’s concerns to rest: they misconceived the union of mind and body as a mechanical relation when in fact it is a relation of act and potency. This avoids Gassendi’s and Elizabeth’s version of this problem. This aversion is accomplished by the fact that modes of voluntary motion (and sensations, by extrapolation) should be ascribed to a whole human being and not to the mind or the body taken individually. This is made apparent in a 21 May 1643 letter to Elizabeth where Descartes distinguishes between various “primitive notions.” The most general are the notions of being, number, duration, and so on, which apply to all conceivable things. He then goes on to distinguish the notions of mind and body:

    “Then, as regards body in particular, we have only the notion of extension, which entails the notions of shape and motion; and as regards the soul on its own, we have only the notion of thought, which includes the perceptions of the intellect and the inclinations of the will”(AT III 665: CSMK 218).

Here body and soul (or mind) are primitive notions and the notions of their respective modes are the notions “entailed by” or “included in” these primitives. Descartes then discusses the primitive notion of mind-body union:

    Lastly, as regards the soul and the body together, we have only the notion of their union, on which depends our notion of the soul’s power to move the body, and the body’s power to act on the soul and cause its sensations and passions (AT III 665: CSMK 218).

In light of the immediately preceding lines, this indicates that voluntary bodily movements and sensations are not modes of the body alone, or the mind alone, but rather are modes of “the soul and the body together.” This is at least partially confirmed in the following lines from Principles, part I, article 48:

    “But we also experience within ourselves certain other things, which must not be referred either to the mind alone or to the body alone. These arises, as will be made clear in the appropriate place, from the close and intimate union of our mind with the body. This list includes, first, appetites like hunger and thirds; secondly, the emotions or passions” . . . (AT VIIIA 23: CSM I 209).

These texts indicate that the mind or soul is united with the body so as to give rise to another whole complete substance composed of these two metaphysical parts. And, moreover, this composite substance now has the capacity for having modes of its own, namely, modes of voluntary bodily movement and sensation, which neither the mind nor the body can have individually. So, voluntary bodily movements are not modes of the body alone caused by the mind, nor are sensations modes of the mind alone caused by the body. Rather, both are modes of a whole and complete human being. On this account, it makes no sense to ask how the non-extended mind can come into contact with the body to cause these modes. To ask this would be to get off on the wrong foot entirely, since contact between these two completely diverse substances is not required for these modes to exist. Rather all that is necessary is for the mind to actualize the potential in a properly disposed human body to form one, whole, human being to whom is attributed modes of voluntary movement and sensation.

Although the scholastic-Aristotelian interpretation avoids the traditional causal interaction problem based on the requirements of contact and motion, it does run up against another version of that problem, namely, a problem of formal causation. This is a problem facing any scholastic-Aristotelian theory of mind or soul-body union where the soul is understood to be an immaterial substantial form. Recall that the immaterial mind or soul as substantial form is suppose to act on a properly disposed human body in order to result in a full-fledged human being. The problem of formal causal interaction is: how can an immaterial soul assubstantial form act on the potential in a material thing? Can any sense be made of the claim that a non-extended or immaterial things acts on anything? Descartes noticed in a letter to Regius (AT III 493: CSMK 206) that the scholastics did not try to answer this question and so he and Regius need not either. The likely explanation of their silence is that the act-potency relation was considered absolutely fundamental to scholastic-Aristotelian philosophy and, therefore, it required no further explanation. So, in the end, even if Descartes’ theory is as described here, it does not evade all the causal problems associated with uniting immaterial souls or mind to their respective bodies. , However, if this proposed account is true, it helps to cast Descartes’ philosophy in a new light and to redirect the attention of scholars to the formal causal problems involved.