Tuesday, March 10, 2020

Western Theories of Justice


Justice is one of the most important moral and political concepts.  The word comes from the Latin jus, meaning right or law.  The Oxford English Dictionary defines the “just” person as one who typically “does what is morally right” and is disposed to “giving everyone his or her due,” offering the word “fair” as a synonym.  But philosophers want to get beyond etymology and dictionary definitions to consider, for example, the nature of justice as both a moral virtue of character and a desirable quality of political society, as well as how it applies to ethical and social decision-making.  This article will focus on Western philosophical conceptions of justice.  These will be the greatest theories of ancient Greece (those of Plato and Aristotle) and of medieval Christianity (Augustine and Aquinas), two early modern ones (Hobbes and Hume), two from more recent modern times (Kant and Mill), and some contemporary ones (Rawls and several successors).  Typically the article considers not only their theories of justice but also how philosophers apply their own theories to controversial social issues—for example, to civil disobedience, punishment, equal opportunity for women, slavery, war, property rights, and international relations.

For Plato, justice is a virtue establishing rational order, with each part performing its appropriate role and not interfering with the proper functioning of other parts. Aristotle says justice consists in what is lawful and fair, with fairness involving equitable distributions and the correction of what is inequitable.  For Augustine, the cardinal virtue of justice requires that we try to give all people their due; for Aquinas, justice is that rational mean between opposite sorts of injustice, involving proportional distributions and reciprocal transactions.  Hobbes believed justice is an artificial virtue, necessary for civil society, a function of the voluntary agreements of the social contract; for Hume, justice essentially serves public utility by protecting property (broadly understood).  For Kant, it is a virtue whereby we respect others’ freedom, autonomy, and dignity by not interfering with their voluntary actions, so long as those do not violate others’ rights; Mill said justice is a collective name for the most important social utilities, which are conducive to fostering and protecting human liberty.  Rawls analyzed justice in terms of maximum equal liberty regarding basic rights and duties for all members of society, with socio-economic inequalities requiring moral justification in terms of equal opportunity and beneficial results for all; and various post-Rawlsian philosophers develop alternative conceptions.

Western philosophers generally regard justice as the most fundamental of all virtues for ordering interpersonal relations and establishing and maintaining a stable political society.  By tracking the historical interplay of these theories, what will be advocated is a developing understanding of justice in terms of respecting persons as free, rational agents.  One may disagree about the nature, basis, and legitimate application of justice, but this is its core.  This is  the contemporary thought about the subject.


Contemporary Philosophers
We shall now consider how John Rawls, addresses this ideal.  We should notice how he places a greater emphasis on equality than do most of his European predecessors—perhaps reflecting the conviction of the American Declaration of Independence that “all men are created equal.”  (This greater emphasis may reflect the influence of Marx, whom he occasionally mentions.)  After considering the formidable contributions of Rawls to justice theory and some of its applications, we shall conclude this survey with a brief treatment of several post-Rawlsian alternatives.  A key focus that will distinguish this section from previous ones is the effort to achieve a conception of justice that strikes a reasonable balance between liberty and equality.

a. Rawls
Rawls burst into prominence in 1958 with the publication of his game-changing paper, “Justice as Fairness.”  Though it was not his first important publication, it revived the social contract theory that had been languishing in the wake of Hume’s critique and its denigration by utilitarians and pragmatists, though it was a Kantian version of it that Rawls advocated.  This led to a greatly developed book version, A Theory of Justice, published in 1971, arguably the most important book of American philosophy published in the second half of the last century.  Rawls makes it clear that his theory, which he calls “justice as fairness,” assumes a Kantian view of persons as “free and equal,” morally autonomous, rational agents, who are not necessarily egoists.  He also makes it clear early on that he means to present his theory as a preferable alternative to that of utilitarians.  He asks us to imagine persons in a hypothetical “initial situation” which he calls “the original position” (corresponding to the “state of nature” or “natural condition” of Hobbes, but clearly not presented as any sort of historical or pre-historical fact).  This is strikingly characterized by what Rawls calls “the veil of ignorance,” a device designed to minimize the influence of selfish bias in attempting to determine what would be just.  If you must decide on what sort of society you could commit yourself to accepting as a permanent member and were not allowed to factor in specific knowledge about yourself—such as your gender, race, ethnic identity, level of intelligence, physical strength, quickness and stamina, and so forth—then you would presumably exercise the rational choice to make the society as fair for everyone as possible, lest you find yourself at the bottom of that society for the rest of your life.  In such a “purely hypothetical” situation, Rawls believes that we would rationally adopt two basic principles of justice for our society:  “the first requires equality in the assignment of basic rights and duties, while the second holds that social and economic inequalities, for example inequalities of wealth and authority, are just only if they result in compensating benefits for everyone, and in particular for the least advantaged members of society.”  Here we see Rawls conceiving of justice, the primary social virtue, as requiring equal basic liberties for all citizens and a presumption of equality even regarding socio-economic goods.  He emphasizes the point that these principles rule out as unjust the utilitarian justification of disadvantages for some on account of greater advantages for others, since that would be rationally unacceptable to one operating under the veil of ignorance.  Like Kant, Rawls is opposed to the teleological or consequentialist gambit of defining the right (including the just) in terms of “maximizing the good”; he rather, like Kant, the deontologist, is committed to a “priority of the right over the good.”  Justice is not reducible to utility or pragmatic desirability.  We should notice that the first principle of justice, which requires maximum equality of rights and duties for all members of society, is prior in “serial or lexical order” to the second, which specifies how socio-economic inequalities can be justified (Theory, pp. 12-26, 31, 42-43).  Again, this is anti-utilitarian, in that no increase in socio-economic benefits for anyone can ever justify anything less than maximum equality of rights and duties for all.  Thus, for example, if enslaving a few members of society generated vastly more benefits for the majority than liabilities for them, such a bargain would be categorically ruled out as unjust.

Rawls proceeds to develop his articulation of these two principles of justice more carefully.  He reformulates the first one in terms of maximum equal liberty, writing that “each person is to have an equal right to the most extensive basic liberty compatible with a similar liberty for others.”  The basic liberties intended concern such civil rights as are protected in our Constitution—free speech, freedom of assembly, freedom of conscience, the right to private property, the rights to vote and hold public office, freedom from arbitrary arrest and seizure, etc.  The lexical priority of this first principle requires that it be categorical in that the only justification for limiting any basic liberties would be to enhance other basic liberties; for example, it might be just to limit free access of the press to a sensational legal proceeding in order to protect the right of the accused to a fair trial.  Rawls restates his second principle to maintain that “social and economic inequalities are to be arranged so that they are both (a) reasonably expected to be to everyone’s advantage, and (b) attached to positions and offices open to all.”  Thus socio-economic inequalities can be justified, but only if both conditions are met.  The first condition (a) is “the difference principle” and takes seriously the idea that every socio-economic difference separating one member of society from others must be beneficial to all, including the person ranked lowest.  The second condition is one of “fair equality of opportunity,” in that socio-economic advantages must be connected to positions to which all members of society could have access.  For example, the office of the presidency has attached to it greater social prestige and income than is available to most of us.  Is that just?  It can be, assuming that all of us, as citizens, could achieve that office with its compensations and that even those of us at or near the bottom of the socio-economic scale benefit from intelligent, talented people accepting the awesome responsibilities of that office.  Just as the first principle must be lexically prior to the second, Rawls also maintains that “fair opportunity is prior to the difference principle.”  Thus, if we have to choose between equal opportunity for all and socio-economically benefiting “the least advantaged” members of society, the former has priority over the latter.  Most of us today might be readily sympathetic to the first principle and the equal opportunity condition, while finding the difference principle to be objectionably egalitarian, to the point of threatening incentives to contribute more than is required.  Rawls does consider a “mixed conception” of justice that most of us would regard as more attractive “arising when the principle of average utility constrained by a certain social minimum is substituted for the difference principle, everything else remaining unchanged.”  But there would be a problem of fairly agreeing on that acceptable social minimum, and it would change with shifting contingent circumstances.  It is curious that his own theory of “justice as fairness” gets attacked by socialists such as Nielsen (whom we shall consider) for sacrificing equality for the sake of liberty and by libertarians such as Nozick (whom we shall also consider) for giving up too much liberty for the sake of equality.  Rawls briefly suggests that his theory of justice as fairness might be applied to international relations, in general, and to just war theory, in particular (ibid., pp. 60-65, 75, 83, 302-303, 316, 378).

Rawls applies his theory of justice to the domestic issue of civil disobedience.  No society is perfectly just.  A generally or “nearly just society” can have unjust laws, in which case its citizens may or may not have a duty to comply with them, depending on how severely unjust they are.  If the severity of the injustice is not great, then respect for democratic majority rule might morally dictate compliance.  Otherwise, citizens can feel a moral obligation to engage in civil disobedience, which Rawls defines as “a public, nonviolent, conscientious yet political act contrary to law usually done with the aim of bringing about a change in the law or policies of the government.”  Certain conditions must be met in order that an act of civil disobedience be justified:  (1) it should normally address violations of equal civil liberties (the first principle of justice) and/or of “fair equality of opportunity” (the second part of the second principle), with violations of the difference principle (the first part of the second principle) being murkier and, thus, harder to justify; (2) the act of civil disobedience should come only after appeals to the political majority have been reasonably tried and failed; (3) it must seem likely to accomplish more good than harm for the social order.  Yet, even if all three of these conditions seem to be met and the disobedient action seems right, there remains the practical question of whether it would be “wise or prudent,” under the circumstances, to engage in the act of civil disobedience.  Ultimately, every individual must decide for himself or herself whether such action is morally and prudentially justifiable or not as reasonably and responsibly as possible.  The acts of civil disobedience of Martin Luther King (to whom Rawls refers in a footnote) seem to have met all the conditions, to have been done in the name of justice, and to have been morally justified (ibid., pp. 350-357, 363-367, 372-376, 389-390, 364n).

Rawls’s second book was Political Liberalism.  Here he works out how a just political conception might develop a workable “overlapping consensus” despite the challenges to social union posed by a pluralism of “reasonable comprehensive doctrines.”  This, of course, calls for some explanation.  A just society must protect basic liberties equally for all of its members, including freedom of thought and its necessary condition, freedom of expression.  But, in a free society that protects these basic liberties, a pluralism of views and values is likely to develop, such that people can seriously disagree about matters they hold dear.  They will develop their own “comprehensive doctrines,” or systems of beliefs that may govern all significant aspects of their lives.  These may be religious (like Christianity) or philosophical (like Kantianism) or moral (like utilitarian).  Yet a variety of potentially conflicting comprehensive doctrines may be such that all are reasonable.  In such a case, social unity requires respect for and tolerance of other sets of beliefs.  It would be unjust deliberately to suppress reasonable comprehensive doctrines merely because they are different from our own.  The problem of political liberalism nowadays is how we can establish “a stable and just society whose free and equal citizens are deeply divided by conflicting and even incommensurable religious, philosophical, and moral doctrines.”  What is needed is a shared “political conception of justice” that is neutral regarding competing comprehensive doctrines.  This could allow for “an overlapping consensus of reasonable comprehensive doctrines,” such that tolerance and mutual respect are operative even among those committed to incompatible views and values, so long as they are reasonable (Liberalism, pp. 291-292, 340-342, 145, xviii, 13, 152n., 59-60, 133, 154-155, 144, 134).  Thus, for example, a Christian Kantian and an atheistic utilitarian, while sincerely disagreeing on many ethical principles, philosophical ideas, and religious beliefs, can unite in mutually accepting, for instance, the American Constitution as properly binding on all of us equally.  This agreement will enable them mutually to participate in social cooperation, the terms of which are fair and reciprocal and which can contribute to the reasonable good of the entire society.

Near the end of his life, Rawls published The Law of Peoples, in which he tried to apply his theory of justice to international relations.  Given that not all societies act justly and that societies have a right to defend themselves against aggressive violent force, there can be a right to go to war (jus ad bellum).  Yet even then, not all is fair in war, and rules of just warfare (jus in bello) should be observed:  (1) the goal must be a “just and lasting peace”; (2) it must be waged in defense of freedom and security from aggression; (3) reasonable attempts must be made not to attack innocent non-combatants; (4) the human rights of enemies (for example, against being tortured) must be respected; (5) attempts should be made to establish peaceful relations; and (6) practical tactics must always remain within the parameters of moral principles.  After hostilities have ceased, just conquerors must treat their conquered former enemies with respect—not, for example, enslaving them or denying them civil liberties.  Rawls adds a very controversial “supreme emergency exemption” in relation to the third rule—when a relatively just society’s very survival is in desperate peril, its attacking enemy civilian populations, as by bombing cities, can be justifiable.  More generally, Rawls applies his theory of justice to international relations, generating eight rules regarding how the people of other societies must be treated.  While we do not have time to explore them all here, the last one is sufficiently provocative to be worth our considering:  “Peoples have a duty to assist other peoples living under unfavorable conditions that prevent their having a just or decent political and social regime.”  This, of course, goes beyond not exploiting, cheating, manipulating, deceiving, and interfering with others to a positive duty of trying to help them, at the cost of time, money, and other resources.  Justice demands that we try to assist what Rawls calls “burdened societies,” so that doing so is not morally supererogatory.  What is most interesting here is what Rawls refuses to say.  While different peoples, internationally speaking, might be imagined in an original position under the veil of ignorance, and Rawls would favor encouraging equal liberties and opportunities for all, he refuses to apply the difference principle globally in such a way as to indicate that justice requires a massive redistribution of wealth from richer to poorer societies (Peoples, pp. 94-96, 98-99, 37, 106, 114-117).

From a critical perspective, Rawls’s theory of civil disobedience is excellent, as are his theory of political liberalism and his version of the just war theory, except for that “supreme emergency exemption,” which uncharacteristically tries to make right a function of teleological good.  His views on international aid seem so well worked out that, ironically, they call into question part of his general theory of justice itself.  It does not seem plausible that the difference principle should apply intrasocietally but not internationally.  The problem may be with the difference principle itself.  It is not at all clear that rational agents in a hypothetical original position would adopt such an egalitarian principle.  The veil of ignorance leading to this controversial principle can itself be questioned as artificial and unrealistic; one might object that, far from being methodologically neutral, it sets up a bias (towards, for example, being risk-aversive) that renders Rawls’s own favored principles of justice almost a foregone conclusion.  Indeed, the “mixed conception” that Rawls himself considers and rejects seems more plausible and more universally applicable—keeping the first principle and the second part of the second but replacing the difference principle with one of average utility, constrained by some social minimum, adjustable with changing circumstances.  Thus we could satisfactorily specify the requirements of an essentially Kantian conception of justice, as requiring respect for the dignity of all persons as free and equal, rational moral agents.  While less egalitarian than what Rawls offers, it might prove an attractive alternative.  To what extent should liberty be constrained by equality in a just society?  This is a central issue that divides him from many post-Rawlsians, to a few of whom we now briefly turn.

b. Post-Rawls
Rawls’s monumental work on justice theory revitalized political philosophy in the United States and other English-speaking countries.  In this final subsection, we shall briefly survey some of the most important recent attempts to provide preferable alternatives to Rawls’s conception of justice.  They will represent six different approaches.  We shall consider, in succession, (1) the libertarian approach of Robert Nozick, (2) the socialistic one of Kai Nielsen, (3) the communitarian one of Michael Sandel, (4) the globalist one of Thomas Pogge, (5) the feminist one of Martha Nussbaum, and (6) the rights-based one of Michael Boylan.  As this is merely a quick survey, we shall not delve much into the details of their theories (limiting ourselves to a single work by each) or explore their applications or do much in the way of a critique of them.  But the point will be to get a sense of several recent approaches to developing views of justice in the wake of Rawls.

(1)    Nozick

Nozick (a departmental colleague of Rawls at Harvard) was one of the first and remains one of the most famous critics of Rawls’s liberal theory of justice.  Both are fundamentally committed to individual liberty.  But as a libertarian, Nozick is opposed to compromising individual liberty in order to promote socio-economic equality and advocates a “minimal state” as the only sort that can be socially just.  In Anarchy, State, and Utopia (1974), especially in its famous chapter on “Distributive Justice,” while praising Rawls’s first book as the most important “work in political and moral philosophy” since that of Mill, Nozick  argues for what he calls an “entitlement conception of justice” in terms of three principles of just holdings.  First, anyone who justly acquires any holding is rightly entitled to keep and use it.  Second, anyone who acquires any holding by means of a just transfer of property is rightly entitled to keep and use it.  It is only through some combination of these two approaches that anyone is rightly entitled to any holding.  But some people acquire holdings unjustly—e.g., by theft or fraud or force—so that there are illegitimate holdings.  So, third, justice can require the rectification of unjust past acquisitions.  These three principles of just holdings—“the principle of acquisition of holdings, the principle of transfer of holdings, and the principle of rectification of the violations of the first two principles”—constitute the core of Nozick’s libertarian entitlement theory of justice.  People should be entitled to use their own property as they see fit, so long as they are entitled to it.  On this view, any pattern of distribution, such as Rawls’s difference principle, that would force people to give up any holdings to which they are entitled in order to give it to someone else (i.e., a redistribution of wealth) is unjust.  Thus, for Nozick, any state, such as ours or one Rawls would favor, that is “more extensive” than a minimal state and redistributes wealth by taxing those who are relatively well off to benefit the disadvantaged necessarily “violates people’s rights” (State, pp. 149, 183, 230, 150-153, 230-231, 149).

(2)    Nielsen

Nielsen, as a socialist (against both Rawls and Nozick) considers equality to be a more fundamental ideal than individual liberty; this is more in keeping with Marxism than with the liberal/libertarian tradition that has largely stemmed from Locke.  (Whereas capitalism supports the ownership and control of the means of producing and distribution material goods by private capital or wealth, socialism holds that they should be owned and controlled by society as a whole.)  If Nozick accuses Rawls of going too far in requiring a redistribution of wealth, Nielsen criticizes him for favoring individual liberty at the expense of social equality.  In direct contrast to Rawls’s two liberal principles of justice, in “Radical Egalitarian Justice:  Justice as Equality,” Nielsen proposes his own two socialistic principles constituting the core of his “egalitarian conception of justice.”  In his first principle, he calls for “equal basic liberties and opportunities” (rather than for merely “equal basic liberties”), including the opportunities “for meaningful work, for self-determination, and political participation,” which he considers important to promote “equal moral autonomy and equal self-respect.”  Also (unlike Rawls) he does not claim any lexical priority for either principle over the other.  His sharper departure from Rawls can be found in his second principle, which is to replace the difference principle that allegedly justified socio-economic inequality.  After specifying a few qualifications, it calls for “the income and wealth” of society “to be so divided that each person will have a right to an equal share” and for the burdens of society “also to be equally shared, subject, of course, to limitations by differing abilities and differing situations.”  He argues that his own second principle would better promote “equal self-respect and equal moral autonomy” among the members of society.  Thus we might eliminate social stratification and class exploitation, in accordance with the ideals of Marxist humanism (“Equality,” pp. 209, 211-213, 222-225).

(3)    Sandel

Sandel, as a communitarian, argues (against Rawls and Nozick) that the well-being of a community takes precedence over individual liberty and (against Nielsen) over the socio-economic welfare of its members.  While acknowledging that Rawls is not so “narrowly individualistic” as to rule out the value of building social community, in Liberalism and the Limits of Justice, he maintains that the individualism of persons in the original position is such that “a sense of community” is not a basic “constituent of their identify as such,” so that community is bound to remain secondary and derivative in the Rawlsian theory.  To deny that community values help constitute one’s personal identity is to render impossible any preexisting interpersonal good from which a sense of right can be derived.  Thus, for Sandel, Rawls’s myopic theory of human nature gives him no basis for any pre-political natural rights.  So his conception of justice based on this impoverished view must fail to reflect “the shared self-understandings” of who they are as members of community that must undergird the basic structure of political society.  Through the interpersonal relationships of community, we establish “more or less enduring attachments and commitments” that help define who we are, as well as the values that will help characterize our sense of justice as a common good that cannot be properly understood by individuals detached from community.  Thus justice must determine what is right as serving the goods we embrace in a social context—“as members of this family or community or nation or people, as bearers of this history, as sons and daughters of that revolution, as citizens of this republic” rather than as abstract individuals (Limits, pp. 66, 60-65, 87, 150, 172-174, 179, 183, 179).

(4)    Pogge

Pogge develops a globalist interpretation of justice as fairness that, in a sense, is more consistent than Rawls’s own.  More specifically, it not only accepts the difference principle but wants to apply it on an international level as well as nationally.  In “An Egalitarian Law of Peoples,” Pogge observes that Rawls means his theory of justice to be relatively “egalitarian.”  And, as applied intranationally, so it is.  But, as applied internationally, it is not.  As he says, there is a disconnect “between Rawls’s conception of domestic and of global justice.”  (We should note that, like Sandel’s critique, which we just considered, Pogge’s is not a complete theory of justice, but more a modification of Rawls’s own.)  While Rawls does believe that well-off societies have a duty to assist burdened societies, he rejects the idea of a global application of his difference principle.  What Pogge is proposing is a global egalitarian principle of distributive justice.  He thinks that this will address socio-economic equalities that are to the detriment of the world’s worst-off persons.  What he proposes is “a global resources tax, or GRT.”  This means that, although each of the peoples of our planet “owns and fully controls all resources within its national territory,” it will be taxed on all of the resources it extracts.  If it uses those extracted resources itself, it must pay the tax itself.  If it sells some to other societies, presumably at least part of the tax burden will be borne by buyers in the form of higher sales prices.  “The GRT is then a tax on consumption” of our planet’s resources.  Corporations extracting resources (such as oil companies and coal mining companies) would pay their taxes to their governments which, in turn, would be responsible for transferring funds to disadvantaged societies to help the global poor.  Such payments should be regarded as “a matter of entitlement rather than charity,” an obligation of international justice.  If the governments of the poorer states were honest, they could disburse the funds; if they were corrupt, then transfers could go through United Nations agencies and/or nongovernmental organizations.  At any rate, they should be channeled toward societies in which they could improve the lot of the poor and disadvantaged.  (Of course, less well-off societies would be free to refuse such funds, if they so chose.)  But, one might wonder, would well-off societies only be motivated to pay their fair share by benevolence, a sense of justice, and possible shame at being exposed for not doing so?  No, there could be international sanctions:  “Once the agency facilitating the flow of GRT payments reports that a country has not met its obligations under the scheme, all other countries are required to impose duties on imports from, and perhaps also similar levies on exports to, this country to raise funds equivalent to its GRT obligations plus the cost of these enforcement measures.”  Pogge believes that well-off societies should recognize that his more egalitarian model of international relations is also more just than Rawls’s law of peoples (“Egalitarian,” pp. 195-196, 210, 199-202, 205, 219, 224).

(5)    Nussbaum

Nussbaum, like Pogge (and unlike Nozick and Nielsen), does not so much reject Rawls’s liberal conception of justice as extend its explicit application.  In Sex and Social Justice, she argues for a feminist interpretation of justice, using what she calls a “capabilities approach” that connects with “the tradition of Kantian liberalism,” nowadays represented by Rawls, tapping into their “notions of dignity and liberty,” as a foundation for discussing the demands of justice regarding “women’s equality and women’s human rights.”  The feminism she embraces has five key dimensions:  (1) an internationalism, such that it is not limited to any one particular culture; (2) a humanism, such as affirms a basic equal worth in all human beings and promotes justice for all; (3) a commitment to liberalism as the perspective that best protects and promotes the “basic human capacities for choice and reasoning” that render all humans as having an equal worth; (4) a sensitivity to the cultural shaping of our preferences and desires; and (5) a concern for sympathetic understanding between the sexes.  She expresses an appreciation for the primary goods at the core of Rawls’s theory, while asserting that his analysis does not go far enough.  She offers her own list of ten “central human functional capabilities” that must be respected by a just society:  (1) life of a normal, natural duration; (2) bodily health and integrity, including adequate nourishment and shelter; (3) bodily integrity regarding, for example, freedom of movement and security against assault; (4) freedom to exercise one’s senses, imagination, and thought as one pleases, which includes freedom of expression; (5) freedom to form emotional attachments to persons and things, which includes freedom of association; (6) the development and exercise of practical reason, the capacity to form one’s own conception of the good and to try to plan one’s own life, which includes the protection of freedom of conscience; (7) freedom of affiliation on equal terms with others, which involves provisions of nondiscrimination; (8) concern for and possible relationships with animals, plants, and the world of nature; (9) the freedom to play, to seek amusement, and to enjoy recreational activities; and (10) some control over one’s own political environment, including the right to vote, and one’s material environment, including the rights to seek meaningful work and to hold property.  All of these capabilities are essential to our functioning as flourishing human beings and should be assured for all citizens of a just society.  But, historically, women have been and still are short-changed with respect to them and should be guaranteed their protection in the name of justice (Sex, pp. 24, 6-14, 34, 40-42).

(6)    Boylan

Boylan has recently presented “a ‘rights-based’ deontological approach based upon the necessary conditions for human action.”  In A Just Society, he observes that human goods are more or less deeply “embedded” as conditions of human action, leading to a hierarchy that can be set forth.  There are two levels of basic goods.  The most deeply embedded of these, such as food, clothing, shelter, protection from physical harm, are absolutely necessary for any meaningful human action.  The second level of basic goods comprises (less) deeply embedded ones, such as basic knowledge and skills such as are imparted by education, social structures that allow us to trust one another, basic assurance that we will not be exploited, and the protection of basic human rights.  Next, there are three levels of secondary goods.  The most embedded of these are life enhancing, if not necessary for any meaningful action, such as respect, equal opportunity, and the capacity to form and follow one’s own plan of life and to participate actively and equally in community, characterized by shared values.  A second level of secondary goods comprises those that are useful for human action, such as having and being able to use property, being able to benefit from one’s own labor, and being able to pursue goods typically owned by most of one’s fellow citizens.  The third level of secondary goods comprises those that are least embedded as conditions of meaningful action but still desirable as luxuries, such as being able to seek pleasant objectives that most of one’s fellow citizens cannot expect to achieve and being able to compete for somewhat more than others in one’s society.  The more deeply embedded goods are as conditions of meaningful human action, the more right to them people have.  Boylan follows Kant and Rawls in holding an ultimate moral imperative is that individual human agents and their rights must be respected.  This is a matter of justice, distributive justice involving a fair distribution of social goods and services and retributive justice involving proper ways for society to treat those who violate the rules.  A just society has a duty to provide basic goods equally to all of its members, if it can do so.  But things get more complicated with regards to secondary goods.  A just society will try to provide the first level of secondary goods, those that are life enhancing, equally to all its members.  Yet this becomes more problematic with the second and third levels of secondary goods—those that are useful and luxurious—as the conditions for meaningful human action have already been satisfied by more deeply embedded ones.  The need that people have to derive rewards for their work commensurate with their achievement would seem to militate against any guarantee of equal shares in these, even if society could provide them, although comparable achievement should be comparably rewarded.  Finally, in the area of retributive justice, we may briefly consider three scenarios.  First, when one person takes a tangible good from another person, justice requires that the perpetrator return to the victim some tangible good(s) of comparable worth, plus compensation proportionate to the harm done the victim by the loss.  Second, when one person takes an intangible good from another person, justice requires that the perpetrator give the victim some tangible good as adequate compensation for the pain and suffering caused by the loss.  And, third, when one person injures another person through the deprivation of a valued good that negatively affects society, society can justly incarcerate the perpetrator for a period of time proportionate to the loss (Society, pp. x, 53-54, 56-58, 131, 138, 143-144, 164-167, 174-175, 181, 183).

In conclusion, we might observe that, in this rights-based alternative, as in the previous five (the libertarian, the socialistic, the communitarian, the globalist, and the feminist) we have considered, there is an attempt to interpret justice as requiring respect for the dignity of all persons as free and equal, rational moral agents.  This survey has tracked the progressive development of this Kantian idea as becoming increasingly prominent in Western theories of justice.

Monday, March 9, 2020

Poststructuralism and art


Poststructuralism is the name given in the English-speaking world for a loose collection of influential French philosophers and theorists working in the wake of structuralism, a movement which itself deserves some mention for its impact on aesthetics in continental philosophy. Structuralism came to prominence in France in the nineteen-fifties and -sixties, rivalling and, to some extent, succeeding phenomenology and existentialism as a leading methodological approach in the human sciences. It applies some basic tenets of Ferdinand de Saussure’s structural linguistics to phenomena other than language, such as the unconscious (Lacan, as we have seen above in section 4. c.), myth and ritual (Claude Lévi-Strauss), and history (Michel Foucault). Most significantly for aesthetics, Roland Barthes applied structuralist principles to literary criticism, and developed Saussure’s suggestion of a ‘semiology’, a study of signs in general (broader than the study of linguistic signs alone), applying such an approach to various forms of art and culture. Simply put, structuralism views the meaningful content of any phenomena as given in the structured relations between basic units (signs). This structure is taken to be hidden (or deep), and interpretation of an artwork or cultural product then becomes a matter of making the structure which informs it explicit. Because of its formalism and methodological rigour, structuralism was touted by its supporters as a more ‘scientific’ method for studying the phenomena of the human sciences (that is, ‘meaningful’ phenomena), and it swept through the French academy like a revolution.

To some extent, poststructuralism can be understood as a philosophical reaction to the excessive zeal for formal method that structuralism exhibited. Most poststructuralists continued to draw on the phenomenological tradition, as well as psychoanalytic theory, and adopted aspects of structuralism while critiquing others. In short, poststructuralists tend to argue that meaning is not reducible to static structures and cannot be uncovered using a formal method. Generalising greatly, we might say that poststructuralists insist upon the necessity of some element of indeterminacy (which accounts for the genesis of the structure) that operates within the structure to generate meaning, and that constitutes an instability which threatens the coherence of the structure and may disrupt it and cause it to change. Understood as an interplay between structure and the element of indeterminacy (often called ‘the event’), meaning cannot be uncovered using a formal method, and poststructuralists have had recourse to highly unorthodox, experimental modes of thinking and writing in theorising and demonstrating those aspects of meaning or effect they believe structuralism misses. Art and aesthetics have been significant topics for all poststructuralists because, as the philosophical tradition attests, aesthetic meaning or effect seems to be a paradigm case of a kind of meaning which is not ‘scientific’.The two poststructuralists who have been most influential in aesthetics  were  Jacques Derrida and Gilles Deleuze as well as those of the philosopher in this tradition who has engaged most extensively with art, Jean-François Lyotard.

Monday, February 24, 2020

Heidegger, his thought and the Dasein


 Martin Heidegger is widely acknowledged to be one of the most original and important philosophers of the 20th century, while remaining one of the most controversial.  His thinking has contributed to such diverse fields as phenomenology (Merleau-Ponty), existentialism (Sartre, Ortega y Gasset), hermeneutics (Gadamer, Ricoeur), political theory (Arendt, Marcuse, Habermas), psychology (Boss, Binswanger, Rollo May), and theology (Bultmann, Rahner, Tillich). His critique of traditional metaphysics and his opposition to positivism and technological world domination have been embraced by leading theorists of postmodernity (Derrida, Foucault, and Lyotard). On the other hand, his involvement in the Nazi movement has invoked a stormy debate.  Although he never claimed that his philosophy was concerned with politics, political considerations have come to overshadow his philosophical work.

Heidegger’s main interest was ontology or the study of being. In his fundamental treatise, Being and Time, he attempted to access being (Sein) by means of phenomenological analysis of human existence (Dasein) in respect to its temporal and historical character. After the change of his thinking (“the turn”), Heidegger placed an emphasis on language as the vehicle through which the question of being can be unfolded. He turned to the exegesis of historical texts, especially of the Presocratics, but also of Kant, Hegel, Nietzsche and Hölderlin, and to poetry, architecture, technology, and other subjects. Instead of looking for a full clarification of the meaning of being, he tried to pursue a kind of thinking which was no longer “metaphysical.” He criticized the tradition of Western philosophy, which he regarded as nihilistic, for, as he claimed, the question of being as such was obliterated in it. He also stressed the nihilism of modern technological culture. By going to the Presocratic beginning of Western thought, he wanted to repeat the early Greek experience of being, so that the West could turn away from the dead end of nihilism and begin anew. His writings are notoriously difficult. Being and Time remains his most influential work.

1. Life and Works
Heidegger was born on September 26, 1889 in Messkirch in south-west Germany to a Catholic family. His father worked as sexton in the local church. In his early youth, Heidegger was being prepared for the priesthood. In 1903 he went to the high school in Konstanz, where the church supported him with a scholarship, and then, in 1906, he moved to Freiburg. His interest in philosophy first arose during his high school studies in Freiburg when, at the age of seventeen, he read Franz Brentano’s book entitled On the Manifold Meaning of Being according to Aristotle. By his own account, it was this work that inspired his life-long quest for the meaning of being. In 1909, after completing the high school, he became a Jesuit novice, but was discharged within a month for reasons of health. He then entered Freiburg University, where he studied theology. However, because of health problems and perhaps because of a lack of a strong spiritual vocation, Heidegger left the seminary in 1911 and broke off his training for the priesthood. He took up studies in philosophy, mathematics, and natural sciences. It was also at that time that he first became influenced by Edmund Husserl. He studied Husserl’s Logical Investigations. In 1913 he completed a doctorate in philosophy with a dissertation on The Doctrine of Judgement in Psychologism under the direction of the neo-Kantian philosopher Heinrich Rickert.

The outbreak of the First World War interrupted Heidegger’s academic career only briefly. He was conscripted into the army, but was discharged after two months because of health reasons. Hoping to take over the chair of Catholic philosophy at Freiburg, Heidegger now began to work on a habilitation thesis, the required qualification for teaching at the university. His thesis, Duns Scotus’s Doctrine of Categories and Meaning, was completed in 1915, and in the same year he was appointed a Privatdozent, or lecturer. He taught mostly courses in Aristotelian and scholastic philosophy, and regarded himself as standing in the service of the Catholic world-view. Nevertheless, his turn from theology to philosophy was soon to be followed by another turn.

In 1916, Heidegger became a junior colleague of Edmund Husserl when the latter joined the Freiburg faculty. The following year, he married Thea Elfride Petri, a Protestant student who had attended his courses since the fall of 1915. His career was again interrupted by military service in 1918. He served for the last ten months of the war, the last three of those in a meteorological unit on the western front. Within a few weeks of his return to Freiburg, he announced his break with the “system of Catholicism” (January 9, 1919), got appointed as Husserl’s assistant (January 21, 1919), and began lecturing in a new, insightful way (February 7, 1919). His lectures on phenomenology and his creative interpretations of Aristotle would now earn him a wide acclaim. And yet, Heidegger did not simply become Husserl’s faithful follower. In particular, he was not captivated by the later developments of Husserl’s thought—by his neo-Kantian turn towards transcendental subjectivity and even less by his Cartesianism—but continued to value his earlier work, Logical Investigations. Laboring over the question of things themselves, Heidegger soon began a radical reinterpretation of Husserl’s phenomenology.

In 1923, with the support of Paul Natorp, Heidegger was appointed associate professor at Marburg University. Between 1923 and 1928, he enjoyed there the most fruitful years of his entire teaching career. His students testified to the originality of his insight and the intensity of his philosophical questioning. Heidegger extended the scope of his lectures, and taught courses on the history of philosophy, time, logic, phenomenology, Plato, Aristotle, Aquinas, Kant, and Leibniz. However, he had published nothing since 1916, a factor that threatened his future academic career. Finally, in February 1927, partly because of administrative pressure, his fundamental but also unfinished treatise, Being and Time, appeared. Within a few years, this book was recognized as a truly epoch-making work of 20th century philosophy. It earned Heidegger, in the fall of 1927, full professorship at Marburg, and one year later, after Husserl’s retirement from teaching, the chair of philosophy at Freiburg University. Although Being and Time is dedicated to Husserl, upon its publication Heidegger’s departure from Husserl’s phenomenology and the differences between two philosophers became apparent. In 1929, his next published works—“What is Metaphysics?,” “On the Essence of Ground,” and Kant and the Problem of Metaphysics—further revealed how far Heidegger had moved from neo-Kantianism and phenomenology of consciousness to his own phenomenological ontology.

Heidegger’s life entered a problematic and controversial stage with Hitler’s rise to power. In September 1930, Adolf Hitler’s National Socialist German Workers’ Party (NSDAP) became the second largest party in Germany, and on January 30, 1933 Hitler was appointed chancellor of Germany. Up to then virtually apolitical, Heidegger now became politically involved. On April 21, 1933, he was elected rector of the University of Freiburg by the faculty. He was apparently urged by his colleagues to become a candidate for this politically sensitive post, as he later claimed in an interview with Der Spiegel, to avoid the danger of a party functionary being appointed. But he also seemed to believe that he could steer the Nazi movement in the right direction. On May 3, 1933, he joined the NSDAP, or Nazi, party. On May 27, 1933, he delivered his inaugural rectoral address on “The Self-Assertion of the German University.” The ambiguous text of this speech has often been interpreted as an expression of his support for Hitler’s regime. During his tenure as rector he produced a number of speeches in the Nazi cause, such as, for example, “Declaration of Support for Adolf Hitler and the National Socialist State” delivered in November 1933. There is little doubt that during that time, Heidegger placed the great prestige of his scholarly reputation at the service of National Socialism, and thus, willingly or not, contributed to its legitimization among his fellow Germans. And yet, just one year later, on April 23, 1934, Heidegger resigned from his office and took no further part in politics. His rectoral address was found incompatible with the party line, and its text was eventually banned by the Nazis. Because he was no longer involved in the party’s activities, Heidegger’s membership in the NSDAP became a mere formality. Certain restrictions were put on his freedom to publish and attend conferences. In his lecture courses of the late 1930s and early 1940s, and especially in the course entitled Hölderlin’s Hymnen “Germanien” und “Der Rein” (Hölderlin’s Hymns “Germania” and “The Rhine”) originally presented at the University of Freiburg during the winter semester of 1934/35, he expressed covert criticism of Nazi ideology. He came under attack of Ernst Krieck, semi-official Nazi philosopher. For some time he was under the surveillance of the Gestapo. His final humiliation came in 1944, when he was declared the most “expendable” member of the faculty and sent to the Rhine to dig trenches. Following Germany’s defeat in the Second World War, Heidegger was accused of Nazi sympathies. He was forbidden to teach and in 1946 was dismissed from his chair of philosophy. The ban was lifted in 1949.

The 1930s are not only marked by Heidegger’s controversial involvement in politics, but also by a change in his thinking which is known as “the turn” (die Kehre). In his lectures and writings that followed “the turn,” he became less systematic and often more obscure than in his fundamental work, Being and Time. He turned to the exegesis of philosophical and literary texts, especially of the Presocratics, but also of Kant, Hegel, Nietzsche and Hölderlin, and makes this his way of philosophizing. A recurring theme of that time was “the essence of truth.” During the decade between 1931 and 1940, Heidegger offered five courses under this title. His preoccupation with the question of language and his fascination with poetry were expressed in lectures on Hörderlin which he gave between 1934 and 1936. Towards the end of 1930s and the beginning of 1940s, he taught five courses on Nietzsche, in which he submitted to criticism the tradition of western metaphysics, described by him as nihilistic, and made allusions to the absurdity of war and the bestiality of his contemporaries. Finally, his reflection upon the western philosophical tradition and an endeavor to open a space for philosophizing outside it, brought him to an examination of Presocratic thought. In the course of lectures entitled An Introduction to Metaphysics, which was originally offered as a course of lectures in 1935, and can be seen as a bridge between earlier and later Heidegger, the Presocratics were no longer a subject of mere passing remarks as in Heidegger’s earlier works. The course was not about early Greek thought, yet the Presocratics became there the pivotal center of discussion. It is clear that with the evolution of Heidegger’s thinking in the 1930s, they gained in importance in his work. During the 1940s, in addition to giving courses on Aristotle, Kant and Hegel, Heidegger lectured extensively on Anaximander, Parmenides, and Heraclitus.

During the last three decades of his life, from the mid 1940s to the mid 1970s, Heidegger wrote and published much, but in comparison to earlier decades, there was no significant change in his philosophy. In his insightful essays and lectures, such as “What are Poets for?” (1946), “Letter on Humanism” (1947), “The Question Concerning Technology” (1953), “The Way to Language” (1959), “Time and Being” (1962), and “The End of Philosophy and the Task of Thinking” (1964), he addressed different issues concerning modernity, labored on his original philosophy of history—the history of being—and attempted to clarify his way of thinking after “the turn”. Most of his time was divided between his home in Freiburg, his second study in Messkirch, and his mountain hut in the Black Forest. But he escaped provincialism by being frequently visited by his friends (including, among the others, the political philosopher Hannah Arendt, the physicist Werner Heisenberg, the theologian Rudolf Bultmann, the psychologist Ludwig Binswanger) and by traveling more widely than ever before. He lectured on “What is Philosophy?” at Cerisy-la-Salle in 1955, and on “Hegel and the Greeks” at Aix-en-Provence in 1957, and also visited Greece in 1962 and 1967. In 1966, Heidegger attempted to justify his political involvement during the Nazi regime in an interview with Der Spiegel entitled “Only God Can Save Us”. One of his last teaching stints was a seminar on Parmenides that he gave in Zähringen in 1973. Heiddegger died on May 26, 1976, and was buried in the churchyard in Messkirch. He remained intellectually active up until the very end, working on a number of projects, including the massive Gesamtausgabe, the complete edition of his works.

2. Philosophy as Phenomenological Ontology
In order to understand Heidegger’s philosophy before “the turn”, let us first briefly consider his indebtedness to Edmund Husserl. As it has been mentioned, Heidegger was interested in Husserl from his early student years at the University of Freiburg when he read Logical Investigations. Later, when Husserl accepted a chair at Freiburg, Heidegger became his assistant. His debt to Husserl cannot be overlooked. Not only is Being and Time dedicated to Husserl, but also Heidegger acknowledges in it that without Husserl’s phenomenology his own investigation would not have been possible. How then is Heidegger’s philosophy related to the Husserlian program of phenomenology?

By “phenomenology” Husserl himself had always meant the science of consciousness and its objects; this core of sense pervades the development of this concept as eidetic, transcendental or constructive throughout his works. Following the Cartesian tradition, he saw the ground and the absolute starting point of philosophy in the subject. The procedure of bracketing is essential to Husserl’s “phenomenological reduction”—the methodological procedure by which we are led from “the natural attitude,” in which we are involved in the actual world and its affairs, to “the phenomenological attitude,” in which the analysis and detached description of the content of consciousness is possible. The phenomenological reduction helps us to free ourselves from prejudices and secure the purity of our detachment as observers, so that we can encounter “things as they are in themselves” independently of any presuppositions. The goal of phenomenology for Husserl is then a descriptive, detached analysis of consciousness, in which objects, as its correlates, are constituted.

What right does Husserl have to insist that the original mode of encounter with beings, in which they appear to us as they are as things in themselves, is the encounter of consciousness purified by phenomenological reduction and its objects? “Whence and how is it determined what must be experienced as the ‘things themselves’ in accordance with the principle of phenomenology?” These are pressing questions which Heidegger might well have asked. Perhaps because of his reverence for Husserl, he does not subject him to direct criticism in his fundamental work. Nevertheless, Being and Time is itself a powerful critique of the Husserlian phenomenology. Heidegger there gives attention to many different modes in which we exist and encounter things. He analyses the structures constitutive of things not only as they are encountered in the detached, theoretical attitude of consciousness, but also in daily life as “utensils” (Zuhandene) or in special moods, especially in anxiety (Angst). What is more, he exhibits there the structures that are constitutive of the particular kind of being which is the human being and which he calls “Dasein.” For Heidegger, it is not pure consciousness in which beings are originally constituted. The starting point of philosophy for him is not consciousness, but Dasein in its being.

The central problem for Husserl is the problem of constitution: How is the world as phenomenon constituted in our consciousness? Heidegger takes the Husserlian problem one step further. Instead of asking how something must be given in consciousness in order to be constituted, he asks: “What is the mode of being of that being in which the world constitutes itself?” In a letter to Husserl dated October 27, 1927, he states that the question of Dasein’s being cannot be evaded, as far as the problem of constitution is concerned. Dasein is that being in which any being is constituted. Further, the question of Dasein’s being directs him to the problem of being in general. The “universal problem of being,” he says in the same letter, “refers to that which constitutes and to that which is constituted.” While far from being dependent upon Husserl, Heidegger finds in his thought an inspiration leading him to the theme which has continued to draw his attention since his early years: the question of the meaning of being.

Phenomenology thus receives in Heidegger a new meaning. He conceives it more broadly, and more etymologically, than Husserl, as “letting what shows itself to be seen from itself, just as it shows from itself.” Husserl applies the term “phenomenology” to a whole philosophy. Heidegger takes it rather to designate a method. Since in Being and Time philosophy is described as “ontology” and has being as its theme, it cannot adopt its method from any of the actual sciences. For Heidegger the method of ontology is phenomenology. “Phenomenology,” he says, “is the way of access to what is to become the theme of ontology.” Being is to be grasped by means of the phenomenological method. However, being is always the being of a being, and accordingly, it becomes accessible only indirectly through some existing entity. Therefore, “phenomenological reduction” is necessary. One must direct oneself toward an entity, but in such a way that its being is thereby brought out. It is Dasein which Heidegger chooses as the particular entity to access being. Hence, as the basic component of his phenomenology, Heidegger adopts the Husserlian phenomenological reduction, but gives it a completely different meaning.

To sum up, Heidegger does not base his philosophy on consciousness as Husserl did. For him the phenomenological or theoretical attitude of consciousness, which Husserl makes the core of his doctrine, is only one possible mode of that which is more fundamental, namely, Dasein’s being. Although he agrees with Husserl that the transcendental constitution of the world cannot be unveiled by naturalistic or physical explanations, in his view it is not a descriptive analysis of consciousness that leads to this end, but the analysis of Dasein. Phenomenology for him is not a descriptive, detached analysis of consciousness. It is a method of access to being. For the Heidegger of Being and Time, philosophy is phenomenological ontology which takes its departure from the analysis of Dasein.

3. Dasein and Temporality
In everyday German language the word “Dasein” means life or existence. The noun is used by other German philosophers to denote the existence of any entity. However, Heidegger breaks the word down to its components “Da” and “Sein,” and gives to it a special meaning which is related to his answer to the question of who the human being is. He relates this question to the question of being. Dasein, that being which we ourselves are, is distinguished from all other beings by the fact that it makes issue of its own being. It stands out to being. As Da-sein, it is the site, “Da”, for the disclosure of being, “Sein.”

Heidegger’s fundamental analysis of Dasein from Being and Time points to temporality as the primordial meaning of Dasein’s being. Dasein is essentially temporal. Its temporal character is derived from the tripartite ontological structure: existence, thrownness, and fallenness by which Dasein’s being is described. Existence means that Dasein is potentiality-for-being (Seinkönnen); it projects its being upon various possibilities. Existence represents thus the phenomenon of the future. Then, as thrownness, Dasein always finds itself already in a certain spiritual and material, historically conditioned environment; in short, in the world, in which the space of possibilities is always somehow limited. This represents the phenomenon of the past as having-been. Finally, as fallenness, Dasein exists in the midst of beings which are both Dasein and not Dasein. The encounter with those beings, “being-alongside” or “being-with” them, is made possible for Dasein by the presence of those beings within-the-world. This represents the primordial phenomenon of the present. Accordingly, Dasein is not temporal for the mere reason that it exists “in time,” but because its very being is rooted in temporality: the original unity of the future, the past and the present. Temporality cannot be identified with ordinary clock time – with simply being at one point in time, at one “Now” after another—which for Heidegger is a derivative phenomenon. Neither does Dasein’s temporality have the merely quantitative, homogeneous character of the concept of time found in natural science. It is the phenomenon of original time, of the time which “temporalizes” itself in the course of Dasein’s existence. It is a movement through a world as a space of possibilities. The “going back” to the possibilities that have been (the past) in the moment of thrownness, and their projection in the resolute movement “coming towards” (the future) in the moment of existence, which both take place in “being with” others (the present) in the moment of fallenness, provide for the original unity of the future, the past, and the present which constitutes authentic temporality.

As authentically temporal, Dasein as potentiality-for-being comes towards itself in its possibilities of being by going back to what has been; it always comes towards itself from out of a possibility of itself. Hence, it comports itself towards the future by always coming back to its past; the past which is not merely past but still around as having-been. But in this “going back” to what it has been which is constitutive together with “coming towards” and “being with” for the unity of Dasein’s temporality, Dasein hands down to itself its own historical “heritage,” namely, the possibilities of being that have come down to it. As authentically temporal, Dasein is thus authentically historical. The repetition of the possibilities of existence, of that which has been, is for Heidegger constitutive for the phenomenon of original history which is rooted in temporality.

4. The Quest for the Meaning of Being
Throughout his long academic career, Heidegger was preoccupied with the question of the meaning of being. His first formulation of this question goes as far back as his high school studies, during which he read Franz Brentano’s book On the Manifold Meaning of Being in Aristotle. In 1907, the seventeen-year-old Heidegger asked: “If what-is is predicated in manifold meanings, then what is its leading fundamental meaning? What does being mean?” The question of being, unanswered at that time, becomes the leading question of Being and Time twenty years later. Surveying the long history of the meaning attributed to “being,” Heidegger notes that in the philosophical tradition it has generally been presupposed that being is at once the most universal concept, the concept indefinable in terms of other concepts, and the self-evident concept. In short, it is a concept that is mostly taken for granted. However, Heidegger claims that even though we seem to understand being, its meaning is still veiled in darkness. Therefore, we need to restate the question of the meaning of being.

In accordance with the method of philosophy which he employs in his fundamental treatise, before attempting to provide an answer to the question of being in general, Heidegger sets out to answer the question of the being of the particular kind of entity that is the human being, which he calls Dasein. The vivid phenomenological descriptions of Dasein’s being-in-the-world, especially Dasein’s everydayness and resoluteness toward death, have attracted many readers with interests related to existential philosophy, theology, and literature. The basic concepts such as temporality, understanding, historicity, repetition, and authentic or inauthentic existence were carried over into and further explored in his later works.  Still, from the point of view of the quest for the meaning of being, Being and Time was a failure and remained unfinished. As Heidegger himself admitted in his later essay, “Letter on Humanism” (1946), the third division of its first part, entitled “Time and Being,” was held back “because thinking failed in adequate saying of the turning and did not succeed with the help of the language of metaphysics.” The second part also remained unwritten.

“The turn” (Kehre) that occurs in the 1930’s is the change in Heidegger’s thinking mentioned above.  The consequence of “the turn” is not the abandoning of the leading question of Being and Time.  Heidegger stresses the continuity of his thought over the course of the change. Nevertheless, as “everything is reversed,” even the question concerning the meaning of Being is reformulated in Heidegger’s later work. It becomes a question of the openness, that is, of the truth, of being. Furthermore, since the openness of being refers to a situation within history, the most important concept in the later Heidegger becomes the history of being.

For a reader unacquainted with Heidegger’s thought, both the “question of the meaning of being” and the expression “history of being” sound strange. In the first place, such a reader may argue that when something is said to be, there is nothing expressed which the world “Being” could properly denote. Therefore, the word “being” is a meaningless term and the Heideggerian quest for the meaning of being is in general a misunderstanding. Secondly, the reader may also think that the being of Heidegger is no more likely to have a history than the being of Aristotle, so the “history of being” is a misunderstanding as well. Nevertheless, Heidegger’s task is precisely to show that there is a meaningful concept of being. “We understand the ‘is’ we use in speaking,” he claims, “although we do not comprehend it conceptually.” Therefore, Heidegger asks: Can being then be thought? We can think of beings: a table, my desk, the pencil with which I am writing, the school building, a heavy storm in the mountains . . . but being? If the being whose meaning Heidegger seeks seems so elusive, almost like no-thing, it is because it is not an entity. It is not something; it is not a being. “Being is essentially different from a being, from beings.” The “ontological difference,” the distinction between being (das Sein) and beings (das Seiende), is fundamental for Heidegger. The forgetfulness of being that, according to him, occurs in the course of Western philosophy amounts to the oblivion of this distinction.

The conception of the history of being is of central importance in Heidegger’s thought. Already in Being and Time its idea is foreshadowed as “the destruction of the history of ontology.” In Heidegger’s later writings the story is considerably recast and called the “history of being” (Seinsgeschichte). The beginning of this story, as told by Heidegger especially in the Nietzsche lectures, is the end, the completion of philosophy by its dissolution into particular sciences and nihilism—questionlessness of being, a dead end into which the West has run. Heidegger argues that the question of being would still provide a stimulus to the research of Plato and Aristotle, but it was precisely with them that the original experience of being of the early Greeks was covered over. The fateful event was followed by the gradual slipping away of the distinction between being and beings. Described variously by different philosophers, being was reduced to a being: to idea in Plato, substantia and actualitas in Medieval philosophy, objectivity in modern philosophy, and will to power in Nietzsche and contemporary thought. The task which the later Heidegger sets before himself is then to make a way back into the primordial beginning, so that the “dead end” can be replaced by a new beginning. And since the primordial beginning of western thought lies in ancient Greece, in order to solve the problems of contemporary philosophy and reverse the course of modern history, Heidegger ultimately turns for help to the Presocratics, the first western thinkers.

5. Overcoming Metaphysics
For the later Heidegger, “western philosophy,” in which there occurs forgetfulness of being, is synonymous with “the tradition of metaphysics.” Metaphysics inquires about the being of beings, but in such a way that the question of being as such is disregarded, and being itself is obliterated. The Heideggerian “history of being” can thus be seen as the history of metaphysics, which is the history of being’s oblivion. However, looked at from another angle, metaphysics is also the way of thinking that looks beyond beings toward their ground or basis. Each metaphysics aims at the fundamentum absolutum, the ground of such a metaphysics which presents itself indubitably. In Descartes, for example, the fundamentum absolutum is attained through the “Cogito” argument. Cartesian metaphysics is characterized by subjectivity because it has its ground in the self-certain subject. 

Furthermore, metaphysics is not merely the philosophy which asks the question of the being of beings. At the end of philosophy—i.e., in our present age where there occurs the dissolution of philosophy into particular sciences—the sciences still speak of the being of what-is as a whole. In the wider sense of this term, metaphysics is thus, for Heidegger, any discipline which, whether explicitly or not, provides an answer to the question of the being of beings and of their ground. In medieval times such a discipline was scholastic philosophy, which defined beings as entia creatum (created things) and provided them with their ground in ens perfectissimum (the perfect being), God. Today the discipline is modern technology, through which the contemporary human being establishes himself in the world by working on it in the various modes of making and shaping. Technology forms and controls the human position in today’s world. It masters and dominates beings in various ways.

“In distinction from mastering beings, the thinking of thinkers is the thinking of being.” Heidegger believes that early Greek thinking is not yet metaphysics. Presocratic thinkers ask the question concerning the being of beings, but in such a way that being itself is laid open. They experience the being of beings as the presencing (Anwesen) of what is present (Anwesende). Being as presencing means enduring in unconcealment, disclosing. Throughout his later works Heidegger uses several words in order rightly to convey this Greek experience. What-is, what is present, the unconcealed, is “what appears from out of itself, in appearing shows itself , and in this self-showing manifests.” It is the “emerging arising, the unfolding that lingers.” He describes this experience with the Greek words phusis (emerging dominance) and alêtheia (unconcealment). He attempts to show that the early Greeks did not “objectify” beings (they did not try to reduce them to an object for the thinking subject), but they let them be as they were, as self-showing rising into unconcealment. They experienced the phenomenality of what is present, its radiant self-showing. The departure of Western philosophical tradition from concern with what is present in presencing, from this unique experience that astonished the Greeks, has had profound theoretical and practical consequences.

According to Heidegger, the experience of what is present in presencing signifies the true, unmediated experience of “the things themselves” (die Sache selbst). We may recall that the call to “the things themselves” was included in the Husserlian program of phenomenology. By means of phenomenological description Husserl attempted to arrive at pure phenomena and to describe beings just as they were given independently of any presuppositions. For Heidegger, this attempt has, however, a serious drawback. Like the tradition of modern philosophy preceding him, Husserl stood at the ground of subjectivity. The transcendental subjectivity or consciousness was for him “the sole absolute being.” It was the presupposition that had not been accounted for in his program which aimed to be presuppositionless. Consequently, in Heidegger’s view, the Husserlian attempt to arrive at pure, unmediated phenomena fails. Husserl’s phenomenology departs from the original phenomenality of beings and represents them in terms of the thinking subject as their presupposed ground. By contrast, Heidegger argues, for the Presocratics, beings are grounded in being as presencing. Being, however, is not a ground. To the early Greeks, being, unlimited in its dis-closure, appears as an abyss, the source of thought and wonder. Being calls everything into question, casts the human being out of any habitual ground, and opens before him the mystery of existence.

The departure of western philosophical tradition from what is present in presencing results in metaphysics. Heidegger believes that today’s metaphysics, in the form of technology and the calculative thinking related to it, has become so pervasive that there is no realm of life that is not subject to its dominance. It imposes its technological-scientific-industrial character on human beings, making it the sole criterion of the human sojourn on earth. As it ultimately degenerates into ideologies and worldviews, metaphysics provides an answer to the question of the being of beings for contemporary men and women, but skillfully removes from their lives the problem of their own existence. Moreover, because its sway over contemporary human beings is so powerful, metaphysics cannot be simply cast aside or rejected. Any direct attempt to do so will only strengthen its hold. Metaphysics cannot be rejected, canceled or denied, but it can be overcome by demonstrating its nihilism. In Heidegger’s use of the term, “nihilism” has a very specific meaning. It refers to the forgetfulness of being. What remains unquestioned and forgotten in metaphysics is Being; hence, it is nihilistic.

According to Heidegger, Western humankind in all its relations with beings is sustained by metaphysics. Every age, every human epoch, no matter however different they may be—

Greece after the Presocratics, Rome, the Middle Ages, modernity—has asserted a metaphysics and, therefore, is placed in a specific relationship to what-is as a whole. Metaphysics inquires about the being of beings, but it reduces being to a being; it does not think of being as being. Insofar as being itself is obliterated in it, metaphysics is nihilism. The metaphysics of Plato is no less nihilistic than that of Nietzsche. Consequently, Heidegger tries to demonstrate the nihilism of metaphysics in his account of the history of being, which he considers as the history of being’s oblivion. His attempt to overcome metaphysics is not based on a common-sense positing of a different set of values or the setting out of an alternative worldview, but rather is related to his concept of history, the central theme of which is the repetition of the possibilities for existence. This repetition consists in thinking being back to the primordial beginning of the West—to the early Greek experience of being as presencing—and repeating this beginning, so that the Western world can begin anew.

6. From the First Beginning to the New Beginning
Many scholars perceive something unique in the Greek beginning of philosophy. It is commonly acknowledged that Thales and his successors asked generalized questions concerning what is as a whole, and proposed general, rational answers which were no longer based on a theological ground. However, Heidegger does not associate the unique beginning with the alleged discovery of rationality and science. In fact, he claims that both rationality and science are later developments, so that they cannot apply to Presocratic thought. In his view, the Presocratics ask: “What are beings as such as a whole?” and they answer: aletheia—unconcealment. They experience beings in their phenomenality: as what is present in presencing. But the later thought which begins with Plato and Aristotle is unable to keep up with the beginning. With Plato and Aristotle metaphysics begins and the history of being’s oblivion originates.

The aim which the later Heidegger sets before himself is precisely to return to the original experience of beings in being that stands at the beginning of Western thought. This unmediated experience of beings in their phenomenality can be variously described: what is present in presencing, the unconcealment of what is present, the original disclosure of beings. To repeat the primordial beginning more originally in its originality means to bring us back to the Presocratic experiences, to dis-close them, and to let them be as they originally are. But the repetition is not for the sake of the Presocratics themselves. Heidegger’s work is not a mere antiquarian, scholarly study of early Greek thinking, nor is it an affirmation of the long lost Greek way of life. It occurs within the perspective of nihilism and being’s forgetfulness, both unknown to the Greeks, and has as a goal the future possibilities for existence. It happens as the listening that opens itself out to the words of the Presocratics from our contemporary age, from the age of the world picture and representation, the world which is marked by the domination of technology and the oblivion of being. In the first beginning, the task of the Greeks was to ask the question “What are beings?,” and hence to bring beings as such as a whole to the first recognition and the most simple interpretation. In the end, the task is to make questionable what at the end of a long tradition of philosophy-metaphysics has been forgotten. The new beginning begins thus with the question of being.

From Being and Time (1927) where the question of the meaning of being is first developed, but still expressed in the language of metaphysics, to “Time and Being” (1962) where an attempt to think being without regard to metaphysics is made, Heidegger goes full circle. Heidegger begins by asking about the multiple meanings of being and ends up conceding its multiplicity and acknowledging that there are multiple determinations or meanings of being in which being discloses itself in history. Nevertheless, in neither of these meanings does being give itself fully. “As it discloses itself in beings, being withdraws.” There is an essential withdrawal of being. Therefore, the truth of being is none of its particular historical determinations—idea, substantia, actualitas, objectivity or the will to power. The truth of being can be defined as the openness, the free region which always out of sight provides the space of play for the different determinations of being and human epochs established in them. It is that which is before actual things and grants them a possibility of manifestation as what is present, ens creatum, and objects.

The truth of being, its openness, is for Heidegger not something which we can merely consider or think of. It is not our own production. It is where we always come to stand. We find ourselves thrown in a historically conditioned environment, in an epoch in which the decision concerning the prevailing interpretation of the being of being is already made for us. Yet, by asking the question of being, we can at least attempt to free ourselves from our historical conditioning. Heidegger’s program expressed in “The End of Philosophy and the Task of Thinking” (1964) consists solely in the character of thinking which does not attempt to dominate, but engages in disclosing and opening up what shows itself, emerges, and is manifest. When Heidegger urges us to stand in being, he does not merely ask us to acknowledge our own place in being’s history, but to be future-oriented and see the future in a unity with the past as having-been and the present. It means turning oneself into being in its disclosing withdrawal.

7. From Philosophy to Political Theory
Heidegger never claimed that his philosophy was concerned with politics. Nevertheless, there are certainly some political implications of his thought. He perceives the metaphysical culture of the West as a continuity. It begins with Plato and ends with modernity, and the dominance of science and technology. He thus implies in the post-modernist fashion that Nazism and the atom bomb, Auschwitz and Hiroshima, have been something like the “fulfillment” of the tradition of Western metaphysics and tries to distance himself from that tradition. He turns to the Presocratics in order to retrieve a pre-metaphysical mode of thought that would serve as a starting point for a new beginning. However, his grand vision of the essential history of the West and of western nihilism can be questioned. Modernity, whose development involves not only a technological but also a social revolution, which sets individuals loose from religious and ethnic communities, from parishes and family bonds, and which affirms materialistic values, can be regarded as a radical departure from earlier classical and Christian traditions. Contrary to Heidegger’s argument, rather than being a mere continuity, the “essential” history of the West can then be seen as a history of radical transformations. Christianity challenges the classical world, while assimilating some aspects of it, and is in turn challenged by modernity. Modernity overturns the ideas and values of the traditional (Christian and classical) culture of the West, and, once it becomes global, leads to the erosion of nonwestern traditional cultures.

Under the cover of immense speculative depth and rich ontological vocabulary full of intricate wordplay (both which make his writings extremely hard to follow) Heidegger expresses a simple political vision. He is a revolutionary thinker who denies the traditional philosophical division between theory and practice, and this is especially clear when he boldly declares in his Introduction to Metaphysics that “we have undertaken the great and lengthy task of demolishing a world that has grown old and of building it truly anew”. He wants to overturn the traditional culture of the West and build it anew on the basis of earlier traditions in the name of being. Like other thinkers of modernity, he adopts a Eurocentric perspective and sees the revival of German society as a condition for the revival of Europe (or the West), and that of Europe as a condition for the revival of for the whole world; like them, while rejecting God as an end, he attempts to set up fabricated ends for human beings. Ultimately, in the famous interview with Der Spiegel, he expresses his disillusionment with his project and says: “Philosophy will not be able to bring about a direct change of the present state of the world . . . The greatness of what is to be thought is too great.” Like being, which he describes as “disclosing self-concealing,” after making a disclosure he withdraws; after stirring up a revolution, he leaves all its problems to others. He says: “only a God can still save us,” but the God for whom, in the absence of philosophical thought, he now looks is clearly not that of the Christians or of any contemporary religion.

In the Spiegel interview Heidegger tells us that in order to begin anew, we need to go to the “age-old” (i.e., pre-classical and pre-metaphysical) traditions of thought. He invokes the concept of the ancient polis. Yet, since he does not want to concern himself with the question of ethics (beyond saying in the “Letter of Humanism” that the word “ethics appeared for the first time in the school of Plato” and thus implying that ethics does not think the truth of being and is nihilistic), he does not consider the fact that even in pre-Platonic and pre-Socratic times a Greek polis was an ethical community, in which moral questions were raised and discussed. The Iliad and Odyssey of Homer, the poems of Hesiod, and the tragedies of Sophocles, as well as the other ancient Greek texts, including the monumental political work of Thucydides, the History of the Peloponnesian War, express concerns with ethical behavior at both the individual and community levels. Furthermore, the strength of Western civilization, insofar as its roots can be traced to ancient Greece, is that from its beginning it was based on rationality, understood as free debate, and the affirmation of fundamental moral values. Whenever it turned to irrationality and moral relativism, as in Nazism and Communism, that civilization was in decline. Therefore, Heidegger is likely to be mistaken in his diagnosis of the ills of the contemporary society, and his solution to those ills seems to be wrong. Asking the question of being (and, drawing our attention to this question is certainly his significant contribution) is an important addition to, but never a replacement for asking moral questions in the spirit of rationality and freedom.

Heidegger claims that the human being as Da-sein can be understood as the “there” (Da) which being (Sein) requires in order to disclose itself. The human being is the unique being whose being has the character of openness toward Being. But men and women can also turn away from being, forget their true selves, and thus deprive themselves of their humanity. This is, in Heidegger’s view, the situation of contemporary humans, who have replaced authentic questioning concerning their existence with ready-made answers served up by ideologies, the mass media, and overwhelming technology. Consequently, Heidegger attempts to bring today’s men and women back to the question of being. At the beginning of the tradition of Western philosophy, the human being was defined as animal rationale, the animal endowed with reason. Since then, reason has become an absolute value which through education brings about a gradual transformation of all spheres of human life. It is not more reason in the modern sense of calculative thinking, Heidegger believes, that we need today, but more openness toward and more reflection on that which is nearest to us—being.

8. Heidegger’s Collected Works
Heidegger’s earlier publications and transcripts of his lectures are being brought out in Gesamtausgabe, the complete edition of his works. The Gesamtausgabe, which is not yet complete and projected to fill about one hundred volumes, is published by Vittorio Klostermann, Frankfurt am Main. The series consists of four divisions: (I) Published Writings 1910-1976; (II) Lectures from Marburg and Freiburg, 1919-1944; (III) Private Monographs and Lectures, 1919-1967; (IV) Notes and Fragments. Below there is a list of the collected works of Martin Heidegger. English translations and publishers are cited with each work translated into English.